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This information sheet explains the conditions for reporting entities whose customers include managing intermediaries and customers of managing intermediaries to be able to rely on the Anti-Money Laundering and Countering Financing of Terrorism (Class Exemptions) Notice. .
The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
This document is the Disclose Register for KiwiSaver fund updates for 30 September 2018
This document is the Disclose Register for MIS fund updates for 30 September 2018
OIA response, dated 28 September 2018, resourcing for the AML/CFT work undertaken by the Securities Commission
OIA response, dated 28 September 2018, regarding: Numbers of AML staff and HR for each financial year
This guide is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about. It outlines some of the legal requirements, ethical considerations and best practice areas for directors to consider, to be effective in their role. It is not intended to be comprehensive and includes links to more detailed resources.
FMA & IoD 2024 guide offers key legal, ethical & best practice tips for NZ directors to be effective in governance roles.
This notice allows for NZX to replace the NZX Participant Rules dated 1 Dec 2017 and the NZX Participant Procedures dated 1 Dec 2017
The FMA commissioned Buzz Channel to conduct research among New Zealanders to understand their experience with financial services providers.
CE expenses disclosure for the period 1 January 2018 - 30 June 2018
Financial Markets Conduct (New Zealand REtirement Trust) Exemption Notice 2018
Financial Markets Conduct (FNZ Group) Exemption Notice 2018
Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2018
OIA response, 23 August 2018, regarding FMA processing notifications to opt-out of the IDCOP