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Reporting duties under Part 4 of the FMC Act

Page last updated: 1 Oct 2014

This information sheet outlines the new reporting duties under the Financial markets Conduct Act 2013 (FMC Act) for debt issuers, managers of managed investment schemes, supervisors, auditors, investment managers, administration managers, custodians and actuaries. Under the FMC Act all of these groups become key participants in the Part 4 governance framework. They need to work together and recognise they each have an important role to play in the governance of debt issues and managed investment schemes. To help you understand your reporting duties we have developed a table that outlines the duties of the various parties who must report.