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Issuers registers of regulated products and the FMA's discretion under section 224

Page last updated: 27 Feb 2015

Issuers registers of regulated products and the FMA's discretionThis information sheet outlines the requirements relating to issuers’ registers of regulated products under Subpart 4 of Part 4 of the Financial Markets Conduct Act 2013 (FMC Act). It also sets out how the FMA will exercise its discretion to authorise an issuer to decline a request for a copy of a register under section 224 of the FMC Act.

The requirements for issuers to maintain a register of financial products should not be confused with the requirement to maintain a register entry in the register of offers of financial products (known as the ‘Disclose’ register). This information sheet does not relate to the Disclose register.