Use our AI search to ask us a question or use keywords to search for pages or documents.
Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
While the law gives us broad powers to grant exemptions from compliance with specific provisions in the FMC Act, we consider that our exemption power only extends to compliance provisions, not to liability provisions.
The Notice exempts i-Select Limited (i-Select) as manager of the i-Select Superannuation Scheme (the self-select scheme) from certain provisions of the FMC Act, the FMC Regulations, and the Financial Markets Conduct (Fees) Regulations 2014.
The Notice exempts Saturn Invest New Zealand (Saturn) as manager of the Portfolio Superannuation Scheme (the self-select scheme) from certain provisions of the Financial Markets Conduct Act 2013 (the FMC Act), the Financial Markets Conduct Regulations 2014 (the FMC Regulations), and the Financial Markets Conduct (Fees) Regulations 2014.
The Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023 provides an exemption for issuers of financial products who wish to provide their PDS in both te reo Māori and English, providing relief from the requirements in the FMC Regulations relating to the prescribed length limits and, if necessary, some prescribed statements and formatting.
The Notice exempts Craigs Investment Partners Superannuation Management Limited (CIPSML) as manager of the Craigs Investment Partners Self-Select Schemes from certain provisions of the Financial Markets Conduct Act 2013
The Financial Markets Conduct (Times-7 Group) Exemption Notice 2023 exempts Times-7 Holdings Limited and Times-7 Research Limited (together, the issuers) from compliance with the disclosure requirements of Part 3 of the Financial Markets Conduct Act 2013 (Act).
The Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023 exempts Kuaotunu Camp Ground (2008) Limited (Kuaotunu) from Part 7 of the Financial Markets Conduct Act 2013 (Act).
The Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance date Alignment) Exemption Notice 2023 exempts Christchurch City Holdings Limited (CCHL), subject to conditions, from section 461(3) of the Financial Markets Conduct Act 2013 (Act). Section 463(1) requires the board of an FMC reporting entity to ensure that the balance date of the FMC reporting entity is the same as the balance date of its subsidiaries. The effect of the exemption is that it exempts the board of CCHL from requiring that its subsidiary Orion New Zealand Limited (Orion) has the same balance date..
Financial Markets Conduct (New Zealand Local Government Funding Agency Limited Sustainable Financing Bond Offer) Exemption Notice 2023
This notice provides co-operative companies and industrial and provident societies with a lighter regulatory compliance pathway.
Financial Markets Conduct (Irrigation Companies) Exemption Notice 2022
Financial Markets Conduct (Irish UCITS) Exemption Notice 2022
This exemption notice provides relief to managers of multiple-participant schemes from being required to register participation agreements on the Disclose register.
This exemption provides relief for overseas issuers that have a primary listing on a market in a high quality jurisdiction from certain disclosure requirements in the FMC Act.
This exemption relieves managers of “notional” managed investment schemes from completing scheme financial statements.
Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2022