Use our AI search to ask us a question or use keywords to search for pages or documents.
Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
While the law gives us broad powers to grant exemptions from compliance with specific provisions in the FMC Act, we consider that our exemption power only extends to compliance provisions, not to liability provisions.
The Financial Markets Conduct (Conduct of Financial Institutions — First Insurance Limited) Exemption Notice 2025 (Notice) exempts First Insurance Limited (FIL) for three months from the requirements under the Financial Markets Conduct Act 2013 (as amended by the Financial Markets (Conduct of Financial Institutions) Amendment Act 2022)
The Financial Markets Conduct (Conduct of Financial Institutions – Marac Insurance Limited) Exemption Notice 2025, exempts Marac Insurance Limited (MIL)
The Financial Markets Conduct (Goodman Property Services (NZ) Limited) Exemption Notice 2025 exempts Goodman Property Services (NZ) Limited (GPSNZ) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act)
This notice provides exemptions for certain overseas providers of custodial services from getting an assurance engagement with a New Zealand auditor that complies with certain requirements in the Financial Markets Conduct Regulations 2014 (FMC Regulations).
The Financial Markets Conduct (Conduct of Financial Institutions — Veterinary Professional Insurance Society Incorporated) Exemption Notice 2025 (Notice) exempts Veterinary Professional Insurance Society Incorporated (VPIS) from the requirements under the Financial Markets Conduct Act 2013
The Financial Markets Conduct (Climate-related Disclosure – FMG Insurance Limited) Exemption Notice 2025 (Notice) exempts FMG Insurance Limited (FMGIL).
The Financial Markets Conduct (Marex NZ Limited) Exemption Notice 2025 exempts Marex from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.
The Financial Markets Conduct (CIP Group) Exemption Notice 2025 (Notice) exempts CIP Holdings No. 2 Limited (CIPH2L), CIP Holdings Limited (CIPHL), and Crown TopCo Limited (New TopCo), from Part 3 of the Financial Markets Conduct Act 2013 (Act)
The Financial Markets Conduct (Conduct of Financial Institutions — Vero Liability Insurance Limited) Exemption Notice 2024 (Notice) exempts Vero Liability Insurance Limited (VL) from the requirements under the Financial Markets Conduct Act 2013 (as amended by the Financial Markets (Conduct of Financial Institutions) Amendment Act 2022) (the Act) to be licensed as a financial institution; and establish, implement, maintain, and comply with an effective fair conduct programme.
The Exemption Notice exempts Resolution Life New Zealand Limited (RLNZL) from the requirements under the Financial Markets Conduct Act 2013.
The Financial Markets Conduct (Conduct of Financial Institutions - ACS (NZ) Limited) Exemption Notice 2024, exempts ACS (NZ) Limited (ACS), an insurer that is a Financial Institution from certain requirements under the Financial Markets Conduct Act 2013.
The Financial Markets Conduct (Climate-related Disclosures— The Hongkong and Shanghai Banking Corporation Limited) Exemption Notice 2024 (HSBC) from the requirement, to keep climate related disclosure records and produce climate statements pursuant to Part 7A of the Financial Markets Conduct Act (Act).
This Exemption exempts JPMorgan Chase Bank N.A. (JPMorgan) from the requirement, to keep climate related disclosure records and produce climate statements pursuant to Part 7A of the Financial Markets Conduct Act (Act).
This exemption exempts Citibank N.A (Citibank) from the requirement, to keep climate related disclosure records and produce climate statements pursuant to Part 7A of the Financial Markets Conduct Act (Act).
This exemption exempts Australia and New Zealand Banking Group Limited (ANZBGL) from its climate reporting obligations under Part 7A of the Financial Markets Conduct Act 2012.