Page last updated: 29 September 2022

Expired exemptions

FMA archives all exemptions after they expire as a helful reference to those who may apply for an exemption in the future.

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Found 502 results. Displaying page 31 of 34

10 September 2010

Futures Contracts (NZCDC Settlement System and NZX Derivatives Market)

Futures Contracts (NZCDC Settlement System and NZX Derivatives Market) expired exemption notice
3 September 2010

Securities Act (Group Investment Index Funds)

Securities Act (Group Investment Index Funds) expired exemption notice
27 August 2010

Securities Act (Endace Limited)

Securities Act (Endace Limited) expired exemption notice
20 August 2010

Securities Act (Royal Dutch Shell plc)

Securities Act (Royal Dutch Shell plc) expired exemption notice
6 August 2010

Securities Act (Commonwealth Bank of Australia - Australian Bank Accounts)

Securities Act (Commonwealth Bank of Australia - Australian Bank Accounts) - expired exemption notice
1 July 2010

Securities Act (Transition to Securities Regulations 2009)

Securities Act (Transition to Securities Regulations 2009) expired exemption notice - 2016-11-30.
27 March 2010

Securities Act (French Issuers Employee Share Purchase Schemes)

Securities Act (French Issuers Employee Share Purchase Schemes) expired exemption notice
1 February 2010

Securities Act (Credit Unions)

Securities Act (Credit Unions) expired exemption notice
18 December 2009

Securities Act (Overseas Employee Share Purchase Schemes)

Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice
6 November 2009

Securities Act (Authorised Futures Contracts)

Securities Act (Authorised Futures Contracts) - expired exemption notice Sep 30 2017
25 September 2009

Securities Act (New Zealand Greyhound Racing Association Incorporated)

Securities Act (New Zealand Greyhound Racing Association Incorporated) expired exemption notice
28 August 2009

Securities Act (Crown Wholesale Debt Securities)

Securities Act (Crown Wholesale Debt Securities) expired exemption notice 2014 Aug 31
24 July 2009

Securities Act (Employer Superannuation Schemes)

Securities Act (Employer Superannuation Schemes) expired exemption notice on 2014-07-31
19 December 2008

Securities Act (Overseas Employee Share Purchase Schemes)

Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice
7 November 2008

Securities Act (Overseas Employee Share Purchase Schemes)

Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice