Back
28 July 2017

Financial Advisers (Non-NZX Brokers--Client Money) Exemption Notice 2017

Name of Notice Financial Advisers (Non-NZX Brokers--Client Money) Exemption Notice 2017
Gazette Notification Date 2017-07-27
Date In Force 2017-07-28
LI Number 2017/169
SL Number
Act Financial Advisers Act 2008
Type Exemption Notice
Expiry Date 2021-05-15

Financial Advisers (Non-NZX Brokers--Client Money) Exemption Notice 2017

Regulatory Impact Statement: Non-NZX Broker Client Money

This notice has been amended with below notice:

Financial Advisers (Non-NZX Brokers-Client Money) Exemption Amendment Notice 2020