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1. 17 December 2015

   Consultation paper Forestry scheme issues and exemption proposals

   FMA consults on proposed exemptions for forestry schemes under the FMC Act, covering small scheme relief, manager licensing, custody, and reporting.

2. 17 December 2015

   Consultation paper proposed exemptions for existing property schemes

   FMA consults on FMC Act exemptions for closed property schemes, including asset custody and limited governance relief for schemes being wound up.

3. 16 December 2015

   Financial Markets Conduct Act (NZX Markets - Standard Settlement) Approval of Market Rules Notice 2015

   FMC Act NZX Markets standard settlement approval of market rules notice 2015. (Document dated Dec 2015).

4. 10 December 2015

   Consultation Class designation of shares to MIPs in an MIS

   FMA consults on class designations treating shares as managed investment products, seeking feedback on regulatory impact and implications.

5. 9 December 2015

   CPA Australia accredited body report 2015

   The Auditor Regulation Act 2011 (the Act) requires the FMA to monitor the audit regulatory systems of accredited bodies to ensure that these systems and processes are adequate and effective. This report contains the outcome of our monitoring assessment of CPA Australia for the period 1 July 2014 to 30 June 2015.

6. 9 December 2015

   NZICA accredited bodies report 2015

   This report contains the outcome of our assessment of the New Zealand Institute of Chartered Accountants (NZICA) for the period 1 July 2014 to 30 June 2015.

7. 7 December 2015

   151207 Property Syndicate Checklist

   This checklist explains some of the things to consider before you invest in a property syndicate. You should be able to find answers to these questions in the documents you are given that explain the investment.

8. 4 December 2015

   Exemption Notice - Financial Markets Conduct Nitro Corporation Pty Ltd

   Financial Markets Conduct (Nitro Corporation Pty Ltd) Exemption Notice 2015

9. 1 December 2015

   Exemption Notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2015

10. 30 November 2015

    KVB Kunlun New Zealand Limited Waiver Notice

    KVB Kunlun New Zealand Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

11. 30 November 2015

    ASB Bank Limited Waiver Notice

    ASB Bank Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

12. 25 November 2015

    ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and registered audit firms

    This notice is the Auditor Regulation Act (prescribed minimum standards for Licensed Auditors and Registered Audit firms) amendment notice 2015.

13. 24 November 2015

    Financial Markets Conduct Act - NZX Participant Rules Approval of Market Rules Notice 2015

    This notice allows for NZX to replace the Participant Rules dated 16 April 2015 with the corresponding rules provided to the FMA by NZX on 10 Nove 2015

14. 17 November 2015

    Exemption Notice - Financial Markets Conduct Coats Group plc Sale Facility

    Financial Markets Conduct (Coats Group plc Sale Facility) Exemption Notice 2015

15. 17 November 2015

    Consultation on annual declaration of compliance for FMC Act licensees

    FMA consultation on a proposed annual compliance declaration for FMC Act licensees to improve oversight, governance, and regulatory accountability.