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Found 6558 results. Displaying page 72 of 438

  1. 12 July 2023

    Consultation: Proposed standard condition on business continuity and technology systems

    The FMA has issued a Regularly Impact Statement (RIS) and summary of responses following consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.
    Tags
    Consultations, Crowdfunding providers, Derivative Issuer, Discretionary Investment Management Services (DIMS), Roles, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    Page

  2. 12 July 2023

    Alvarium DBG

    Alvarium DBG including: AINZ Fund 7 Limited, Alvarium Atlas Limited, Alvarium Funds (NZ) Limited, Alvarium Investments (NZ) Limited, Alvarium Wealth (NZ) Limited, Alvarium Wealth Nominees (NZ) Limited, LJ Fund NO.4 Limited, LJ Fund NO.6 Limited, Pathfinder Asset Management Limited, AINZ Fund 10 Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  3. 11 July 2023

    Mānawatia a Matariki

    Video about Matariki: an empowering time to talk about good money habits and improve financial wellbeing for our whole whānau.
    Tags
    Article, Investing, Consumer, News & Insights
    Type
    Page

  4. 11 July 2023

    Grampoint – Unregistered, withholding funds

    Grampoint is falsely claiming to be a New Zealand company, using details of another, legitimate company, which confirms no relationship with this website.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 10 July 2023

    Consultation paper Climate related disclosures timing mismatch

    The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.
    Tags
    Consultations, Climate related disclosure, Roles, Ethical finance, Financial Institutions, Managed Investment Schemes, Climate Reporting Entities, Business, Managed investment schemes
    Type
    PDF

  6. 10 July 2023

    smartgeek-digital.com Financial Limited – Unregistered business, unrealistic returns

    smartgeek-digital.com Financial Limited, and its website smartgeek-digital.com. It offers New Zealanders investment plans with unrealistically high returns on crypto products but is not registered on the financial service providers register (FSPR) to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer
    Type
    Page

  7. 10 July 2023

    HoldingHeritageLimited.com - Imposter Website

    HoldingHeritageLimited.com purports to be a registered company in New Zealand by using the name and New Zealand Business Number (NZBN) of a legitimate New Zealand company, Holding Heritage Limited.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  8. 10 July 2023

    PSLUS.COM – Imposter website

    PSLUS.COM offers investments but is not registered to provide financial services here in New Zealand. It purports to be a registered company in New Zealand by using the Certificate of Incorporation of a legitimate New Zealand company, PSL Enterprises Limited.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  9. 7 July 2023

    Climate related disclosures implementation approach

    The Financial Sector (Climate-related Disclosures and Other Matters) Amendment Bill (CRD Bill) received Royal assent on 27 October 2021. This document briefly explains the Financial Sector (Climate-related Disclosures and Other Matters) Amendment Act 2021 (the CRD legislation) and outlines the Financial Markets Authority’s (FMA) implementation approach for the CRD regime over a period of approximately 4 years, through to 2025/26. It sets out the roles and responsibilities of the various government agencies, to help industry understand ‘who is doing what’ with regard to CRD.
    Tags
    Authorised body under a FAP, Client money or property services provider, Directors, Banking, Roles, Offer disclosure for equity and debt offers, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Business, FMA
    Type
    PDF, Guidance

  10. 7 July 2023

    Alvarium Wealth (NZ) Limited

    Alvarium Wealth (NZ) Limited, FSP20861 are licenced by the FMA as a Managed Investment Scheme Manager (MIS).
    Tags
    Reporting entities, Business
    Type
    Page

  11. 7 July 2023

    Feedback form Climate related disclosures timing mismatch Copy

    Feedback form Climate related disclosures timing mismatch.
    Tags
    Consultations, Climate related disclosure, Roles, Authorised body under a FAP, Ethical finance, Financial Institutions, Managed Investment Schemes, Climate Reporting Entities, Business, Managed investment schemes
    Type
    Word document

  12. 5 July 2023

    OKX Pro – Unregistered, withholding funds

    OKX Pro offers cryptocurrency products through its website. OKX Pro is based overseas but does not appear to be subject to regulation by any overseas regulator. It is unreasonably withholding funds and requesting further funds to enable withdrawals.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  14. 5 July 2023

    Validus - Stop Order

    FMA makes permanent stop order against Validus after appeal is dismissed in the High Court.
    Tags
    Stop Order, Enforceable undertaking, Powers, Enforcement
    Type
    PDF

  15. 5 July 2023

    Validus and its associated persons

    The FMA has made a permanent stop order that applies to Validus International LLC, Validus-FZCO, and associated persons of Validus, using the FMA’s powers under the Financial Markets Conduct Act 2013.
    Tags
    Stop Order, Powers, Enforcement
    Type
    Page