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  1. 30 January 2024

    Exemption Notice BGC revocation notice

    This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.
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  2. 26 January 2024

    Investing New Zealand - Comparison site harvesting investor details

    We are concerned that Investing New Zealand may be operating a scam. It operates a website claiming to compare term deposit rates which states it offers “deposit protection up to $100,000 NZD per investment”, however no such scheme is currently offered in New Zealand.
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    Suspected scam, Investor warning, Consumer, Scams
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  3. 26 January 2024

    Get Paid by Fixed Rate - Comparison site harvesting investor details

    Scam alert - Get Paid by Fixed Rate. The website claims to explore the best fixed term deposit rates and that deposits are protected under the ‘financial compensation scheme’. No such scheme is offered in New Zealand.
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    Suspected scam, Scams
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  4. 26 January 2024

    Altera Global Limited – Suspected scam

    FMA have received a report that Altera Global representatives have been targeting individuals on social media, trying to convince them to invest funds. This is a common online scam tactic.
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    Suspected scam, Scams
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  5. 26 January 2024

    FX Fortune Bitmart – Imposter website, duplicate websites

    FMA has received a complaint that FX Fortune Bitmart is withholding client funds and requesting advance fees to have them released. They are offering financial services are not a registered Financial Service Provider.
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    Imposter website, Scams
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  6. 25 January 2024

    Matthew Hill admits breaching Financial Markets legislation

    The FMA confirmed Matthew Geoffrey Hill, the former CEO of NZX-listed New Talisman Gold Mines Limited, has admitted making false and misleading representations in breach of FMCA.
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    Media release, Enforceable undertaking, Powers, News & Insights, Enforcement
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  9. 22 January 2024

    Financial Institution licensing

    Any registered bank, licensed insurer, or licensed non-bank deposit taker in the business of providing one or more relevant services needs to hold a financial institution licence to continue operating, if that service is received by a consumer in New Zealand. This page covers everything you need to know about Financial Insitution licencing.
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    Banking, Licensing & registration, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Managed Investment Schemes, Roles, Business, Managed investment schemes
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  10. 22 January 2024

    Independent trustees

    You'll need a licence if you are appointed as an independent trustee of a restricted KiwiSaver scheme or a workplace superannuation or legacy scheme. Every restricted managed investment scheme must have at least one licensed independent trustee. See more about the licensing and registration and compliance obligations of independent trustees on this page.
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    Compliance, Independent trustee, Roles, Obligations, Licensing & registration, Business
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  11. 18 January 2024

    Bank of America – Fake term deposits and bonds

    A scam offering fake term deposits and bonds using the name of Bank of America (Australia) is targeting New Zealanders. Scammers are sending out highly professional looking product disclosure statements which feature the Bank of America’s name, address, logo and registration details.
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    Suspected scam, Investor warning, Consumer, Scams
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  12. 17 January 2024

    Gender Pay Gap

    FMA is committed to meeting the milestones of Kia Toipoto - the Public Service Gender, Māori, Pacific, and Ethnic Pay Gaps Action Plan 2021-24.
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    FMA people, FMA
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  13. 16 January 2024

    Banking

    The FMA regulates certain products that may be offered by banks (e.g. managed funds) to you. The FMA is interested in the overall conduct of banks. THe FMA does not have a direct legislative mandate for regulating the conduct of providers of core retail banking (such as lending, credit and bank accounts).
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    Consumer banking, Consumer
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  14. 16 January 2024

    Insurance

    When you buy insurance products, you have certain rights and your provider has obligations to make sure you're treated fairly and those products suit your needs. The FMA monitors both insurers and the financial advisers selling insurance products to ensure they are delivering those outcomes.

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    Insurance, Life insurance, General and other insurance, Consumer
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  15. 12 January 2024

    Macquarie DBG

    Macquarie DBG including: Macquarie Securities (NZ) Limited, Macquarie Capital (New Zealand) Limited, Macquarie Equipment Finance Limited, Macquarie Group Services Australia Pty Limited
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    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
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