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  1. 15 July 2025

    NZX Financial Product Market Licence - superseded version

    This superseded licence granted NZX Limited authority to operate NZSX, NZDX, NZAX, FSM, and the NZX Derivatives Market under the Financial Markets Conduct Act 2013, outlining conditions for compliance, enforcement, and FMA notification

  2. 14 July 2025

    Financial Advice Provider (FAP)

    A financial advice provider (FAP) is an individual or entity (e.g. a company) that provides a financial advice service. Find out more about licensing, registration, costs and ongoing obligations as well as how to comply with the new Code of Professional Conduct for financial advice services including competence, knowledge and skill requirements as well as requirements for ethical behaviour, conduct and client care.

  4. 14 July 2025

    Reports

    The FMA publishes a range of different research papers, reports and thematic reviews every year covering a range of topics from regulation updates to research or white papers that are relevant to market participants. View a full list of our published reports and papers on this page.

  5. 9 July 2025

    Offers of financial products

    Issuers are involved in first making a financial product available. They include a debt security, an equity security, a managed investment product, and a derivative. View more about offers of financial product and obligations of those offering financial products in New Zealand on this page.

  6. 9 July 2025

    Offers under the FMC Act

    Anyone offering financial products for issue or sale needs to comply with financial markets legislation. The Financial Markets Conduct Act 2013 (FMC Act) defines these people as issuers. See more on how they are defined and other disclosure requirements.

  7. 9 July 2025

    FAQs

    This page frequently asked questions about Offers of financial products including: due diligence; kinds of financial offers; Product Disclosure statements (PDS); dual language PDS exemptions; equity offer financial information; debt offers financial information; schedule 1 offers; offers under employee share purchase schemes; small offers and offers of financial products of same class as quoted financial products.

  8. 9 July 2025

    Derivatives issuers

    A derivatives issuer that makes a regulated offer of derivatives must be licensed by the FMA. This page contains information about derivatives, obligations for derivatives issuers, and who needs to comply.

  11. 2 July 2025

    People & leadership

    Welcome to the FMA. This page introduces the FMA's executive leadership team - Samantha Barrass, Clare Bolingford, Liam Mason, Louise Unger, Daniel Trinder and Kari Jones.

  13. 1 July 2025

    Articles

    Articles from the FMA about the financial services industry and investing are published on this page

  15. 30 June 2025

    KiwiSaver

    KiwiSaver is a voluntary work-based savings scheme set up by the Government to encourage New Zealanders to prepare for retirement.This page helps you understand KiwiSaver so that you can make informed investment decisions.