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1. 26 May 2016

   Response to consultation submissions on fee disclosure by managed funds

   Summarises industry feedback and FMA responses on proposed guidance for fee disclosure by managed funds under the FMC Act and Regulations.

2. 19 May 2016

   Licensing guide - MIS managers of forestry schemes

   FMA guide for MIS forestry scheme managers on licence applications under the FMC Act, covering standards and application steps.

3. 19 May 2016

   FMA legislative notices supporting the FMC Act

   FMA outlines exemptions, policy updates, and legislative tools aiding FMC Act compliance for financial market participants in NZ.

4. 17 May 2016

   Consultation: Class exemption for property schemes

   Consultation to address the specific characteristics of property schemes (MIS) that recognises that full compliance with some specific requirements may be unnecessary and overly burdensome.

5. 17 May 2016

   Exemption notice - some property schemes

   The FMA believes that property schemes generally can and should comply with the same licensing and governance requirements under the FMC Act as other managed investment schemes (MIS). However given the characteristics of property schemes, we recognise that full compliance with some specific requirements may be unnecessary, and the cost is likely to outweigh benefits for investors. As a result, we have approved class exemptions for property schemes and their custodians to address these matters.

6. 13 May 2016

   Vivier and Company Ltd - Appeal Judgment

   COA Judgment in the case between FMA and Vivier and Company Limited, 13 May 2016.

7. 6 May 2016

   Exemption notice - IAG Ltd

   Financial Markets Conduct Exemption Notice 2016: Insurance Australia Group Limited.

8. 6 May 2016

   Exemption Notice APN

   Financial Markets Conduct Exemption Notice 2016: APN News & Media Limited.

9. 2 May 2016

   Craigs - Settlement Agreement

   Craigs and FMA Settlement agreement,following an investigation into potential breaches of Anti-Money Laundering and Countering Financing of Terrorism Act 2009 in relation to Craigs. 2 May 2016.

10. 1 May 2016

    Exemption notice - Craigs DIMS

    Financial Markets Conduct Exemption Notice 2016: Craigs Investment Partners Limited Contingency DIMS.

11. 29 April 2016

    Exemption Notice - Financial Markets Conduct Genworth Financial Mortgage Insurance Pty Limited

    Financial Markets Conduct (Glenworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2016

12. 22 April 2016

    Exemption notice - Financial Advisers Merrill Lynch, Pierce, Fenner and Smith Incorporated.

    Financial Advisers Exemption Notice 2016: Merrill Lynch, Pierce, Fenner & Smith Incorporated.

13. 22 April 2016

    Exemption Notice - Securities Act New Zealand Racing Board

    Securities Act Exemption Notice 2016: New Zealand Racing Board.

14. 18 April 2016

    Exemption notice - Heartland Bank Limited Share Sale Plan

    Financial Markets Conduct Exemption Notice 2016: Heartland Bank Limited Share Sale Plan.

15. 7 April 2016

    Consultation Paper Exemption for small offers of co operative shares

    FMA consults on proposed FMC Act exemptions for certain co-operative share offers, seeking views from issuers, investors, and industry bodies.