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1. 30 September 2015

   30 September 2015 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 September 2015

2. 29 September 2015

   Mark Joseph Schroeder and Justin William Prain - Judgment

   High Court Judgment in the case against Mark Joseph Schroeder and Justin William Prain.

3. 28 September 2015

   Consultation Corporate vehicles used to manage costs in communal facilities for real property FMC Act designation and exemption

   FMA consultation on exempting property cost-sharing companies from FMC Act rules, focusing on their non-investment purpose and limited financial risk.

4. 25 September 2015

   Exemption Notice - Financial Markets Conduct IG Markets Limited

   Financial Markets Conduct (IG Markets Limited) Exemption Notice 2015

5. 25 September 2015

   Vivier and Company Limited - Judgment

   High Court Judgment in the case against Vivier and Company Limited on 25 September 2015.

6. 16 September 2015

   Consultation Paper Employee Share Schemes

   This consultation is for companies, offerors, legal advisers. It aims to seek feedback on possible exemptions for employee share purchase schemes

7. 14 September 2015

   IPOs under the Financial Markets Conduct Act 2013 research report

   Research reports for IPOs under the Financial Markets Conduct Act 2013

8. 11 September 2015

   Exemption notice - Financial Reporting Act Lloyds Banking Group

   Financial Reporting Act (Lloyds Banking Group) Exemption Notice 2015

9. 11 September 2015

   First Mortgage and First Mortgage PIE Trust Waiver Notice

   First Mortgage and First Mortgage PIE Trust - Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

10. 11 September 2015

    Exemption Notice - Securities Act Lloyds Banking Group 2015

    Securities Act Exemption Notice 2015: Lloyds Banking Group.

11. 4 September 2015

    PTT Ltd - Judgment

    The High Court Judgment in the case against PTT Ltd 4 September 2015.

12. 4 September 2015

    Exemption Notice - Financial Markets Conduct CBL Corporation Limited and CBLNZ Limited

    Financial Markets Conduct (CBL Corporation Limited and CBLNZ Limited) Exemption Notice 2016

13. 4 September 2015

    Exemption Notice 2015 - Securities Act Augusta Funds Management Limited Sherbrooke Road Partnership

    Securities Act Augusta Funds Management Limited Sherbrooke Road Partnership Exemption Notice 2015

14. 3 September 2015

    Consultation paper auditor regulation act amendmment

    FMA consultation on updates to auditor licensing and firm registration standards, reflecting changes to the Auditor Regulation Act and related terminology.

15. 25 August 2015

    Consultation paper scrip offers in takeovers

    FMA consultation on whether to grant a class exemption for scrip offers in takeovers under the FMC Act, focusing on disclosure and market impact.