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Found 6583 results. Displaying page 85 of 439

1. 29 March 2023

   FMA issues formal warning to Vanguard

   We have issued a formal warning to Vanguard Investments Australia Limited (Vanguard), for failing to lodge a required notice on the New Zealand Companies Office Disclose Register.

   Tags

   Media release, Enforceable action, Formal warning, Powers, Offer disclosure for equity and debt offers, Roles, Business, News & Insights, Enforcement

   Type

   Page

2. 29 March 2023

   Vanguard Investments Australia Limited - Formal Warning

   Formal warning to Vanguard Investments Australia Limited (Vanguard) 27 March 2023

   Tags

   Enforceable action, Formal warning, Powers, Enforcement

   Type

   PDF

3. 29 March 2023

   Vanguard

   FMA has issued a formal warning to Vanguard, for failing to lodge a required notice on the New Zealand Companies Office Disclose Register. A notice should have been lodged of an exercise of power taken against it, by the Australian Securities and Investment Commission (ASIC).

   Tags

   Formal warning, Powers, Enforcement

   Type

   Page

4. 28 March 2023

   Soltechx does not hold a Derivatives Issuer licence to provide CFD trading services

   WARNING: We are concerned that Soltechx may be operating a scam. We have received reports of investors being unable to withdraw their investments

   Tags

   Suspected scam, Investor warning, Consumer, Scams

   Type

   Page

5. 28 March 2023

   Prime Capital and associated websites

   Prime Capital purports to be based in New Zealand and offers unrealistically high returns on Crypto Currency investments.

   Tags

   Investor warning, Consumer

   Type

   Page

6. 27 March 2023

   Cambridge Asset Management unreasonably withholding funds

   WARNING: FMA is aware of a New Zealand investor unable to withdraw funds invested with Cambridge Asset Management.

   Tags

   Suspected scam, Investor warning, Derivative Issuer, Roles, Business, Consumer, Scams

   Type

   Page

7. 27 March 2023

   AML/CFT FAQs

   Frequently asked questions answered about AML/CFT and obligations of reporting entities in New Zealand.

   Tags

   AML/CFT, Roles, Business

   Type

   Page

8. 24 March 2023

   CJV Trust Services falsely claims to be associated with Membership Payment Services Limited

   WARNING: CJV Trust Services is falsely claiming to be or associated with Membership Payment Services Limited, a New Zealand registered company (NZBN: 9429039108456, FSP554506).

   Tags

   Suspected scam, Scams

   Type

   Page

9. 23 March 2023

   Fake NZ-based entity, JFM Group offering Oceania governments and corporate bonds

   JFM Group claims to be an investment advisory and wealth management firm which operates from a fictitious business address in New Zealand.

   Tags

   Suspected scam, Investor warning, Consumer, Scams

   Type

   Page

10. 22 March 2023

    Samantha Barrass, FMA Chief Executive, keynote speech at the IFSO Conference on Fair Conduct

    Samantha Barrass, FMA Chief Executive, keynote speech at the IFSO Conference on Fair Conduct at 4 Points by Sheraton, Auckland on Wednesday, 22 March 2023.

    Tags

    Speeches and presentations , Conduct of Financial Institutions Bill (CoFI), Business, News & Insights

    Type

    Page

11. 21 March 2023

    Overseas regulators warn investors about TriumphFX

    WARNING: Overseas regulators have cautioned investors about TriumphFX and its associates.

    Tags

    Suspected scam, Scams

    Type

    Page

12. 20 March 2023

    Investor alert - CharterHoldingsLtd.com is illegally using the credentials of Charter Holdings Limited

    WARNING: CharterHoldingsLtd.com is purporting to be a registered company in New Zealand by using the name and certificate of incorporation of a legitimate New Zealand company, Charter Holdings Limited.

    Tags

    Imposter website, Scams

    Type

    Page

13. 20 March 2023

    WARNING: Validus

    WARNING: Validus is not registered to provide financial services in New Zealand.

    Tags

    Suspected scam, Scams

    Type

    Page

14. 17 March 2023

    FMA appoints three new Directors within regulatory leadership team

    FMA announces three directors appointed to new roles in the strategic leadership cohort.

    Tags

    Media release, FMA people, FMA, News & Insights

    Type

    Page

15. 17 March 2023

    Rock Wealths Limited

    INVESTOR WARNING: Rock Wealths offers investment plans with unrealistically high returns on crypto products and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR).

    Tags

    Type

    Page