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  1. 7 November 2023

    Consumer

    This section of our website provides useful information for consumers or investors on investment basics; getting financial advice, everyday finance such as banking and insurance and financing retirement with a superannuation fund or KiwiSaver.
    Tags
    Investing, Consumer
    Type
    Page

  2. 3 November 2023

    FMA acknowledges insider trading sentence

    The individual found guilty of insider conduct in relation to the sale of shares in Pushpay Holdings Limited (NZX:PPH) has been sentenced to six months community detention and must pay a fine of $100,000.
    Tags
    Media release, Insider trading, Enforceable undertaking, Powers, Business, News & Insights, Enforcement
    Type
    Page

  3. 3 November 2023

    Insider trading case involving Pushpay shares

    The FMA has filed proceedings against two individuals for alleged insider trading in relation to the sale of shares in Pushpay Holdings Limited (NZX:PPH).
    Tags
    Insider trading, Enforcement
    Type
    Page

  5. 2 November 2023

    Vaquita Capital – Overseas warnings, withholding investor funds

    Vaquita Capital uses a number of different names including Vaquita Fund, Vaquita Fund SLP, Vaquita Services Limited, I-Global Management and Robinson and Cooper Wealth Management.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  7. 2 November 2023

    MaxTradeCap - Suspected scam

    MaxTradeCap has made false and unsubstantiated claims about being a registered and licensed financial entity in New Zealand.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  8. 1 November 2023

    Former financial adviser pleads guilty to dishonesty offences

    The FMA charged a former financial adviser with multiple dishonesty offences following an investigation into her conduct. 
    Tags
    Media release, Enforceable undertaking, Powers, Financial Adviser, Investigations, Roles, Business, News & Insights, Enforcement
    Type
    Page

  9. 31 October 2023

    Climate-related Disclosures – Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  11. 31 October 2023

    Climate Related Disclosure Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Ethical finance, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes
    Type
    PDF