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  1. 30 November 2022

    Fair Conduct Programmes information sheet

    This information sheet provides information and examples to help entities establish, implement and maintain their fair conduct programmes (FCPs). It will be useful for entities holding or applying for a licence to act as a financial institution under the Financial Markets Conduct Act 2013 (FMC Act), and anyone involved in establishing, implementing and maintaining an FCP.
    Tags
    Banking, Conduct, Insurance Providers, Financial Institutions, Business
    Type
    PDF

  2. 30 November 2022

    FMA progressing CoFI implementation with publication of licensing materials

    The FMA is continuing to progress preparations for the Financial Markets (Conduct of Institutions) Amendment Act 2022 (CoFI), with the release of a suite of materials for financial institutions.

    Tags
    Banking, Media release, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Managed Investment Schemes, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  3. 30 November 2022

    Consultation: Proposed standard conditions for financial institution licences

    Consultation on the FMA’s proposed standard conditions for financial institution licences, as part of the Financial Markets (Conduct of Institutions) Amendment Act 2022 (CoFI Act). and post consultation documents.
    Tags
    Banking, Consultations, Insurance Providers, Financial Institutions, Standard conditions, Conduct of Financial Institutions Bill (CoFI), Licensing & registration, Managed Investment Schemes, Roles, Business, Managed investment schemes
    Type
    Page

  4. 30 November 2022

    Legislation

    The FMA oversees a range of financial markets legislation. We also have certain powers, monitor compliance, investigate and enforce conduct that may constitute a contravention of other legislation, where it applies to financial market firms and individuals. View all the legislation we oversee on this page.
    Tags
    Legislation, Fair dealing, New Financial Advice regime, FMC Act, Regulatory cooperation, Conduct of Financial Institutions Bill (CoFI), Financial Services Legislation Amendment Act (FSLAA), Business, FMA
    Type
    Page

  5. 30 November 2022

    Standard conditions Financial Institutions

    If we grant you a financial institution licence, the licence will be subject to the conditions set out in this document.
    Tags
    Banking, Standard conditions, Insurance Providers, Financial Institutions, Licensing & registration, Business
    Type
    PDF

  7. 30 November 2022

    Financial Institutions Submissions report standard conditions

    Collation of written feedback received as part of the FMA’s
    public consultation on the proposed standard conditions for
    financial institution licences.
    Tags
    Banking, Consultations, Financial Institutions, Business
    Type
    PDF

  8. 30 November 2022

    Fair conduct programmes

    Information and examples to help banks, insurers and NBDTs establish, implement and maintain their fair conduct programmes as part of their financial institution licence obligations.
    Tags
    Banking, Insurance Providers, Financial Institutions, Business
    Type
    Page, Guidance

  10. 30 November 2022

    Kiwi Wealth Designated Business Group

    Kiwi Wealth Designated Business Group includes members: Fisher Funds Wealth Investments Limited Partnership, Kiwi Wealth Limited, Kiwi Investment Management Limited, and Portfolio Custodial Nominees Limited
    Tags
    Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  11. 28 November 2022

    TupuToa interns – welcome to the FMA

    The FMA has welcomed eight new interns who will be working full-time with us over the university summer break as a part of TupuToa Internship Programme.
    Tags
    FMA people, Article, FMA, News & Insights
    Type
    Page

  12. 28 November 2022

    Cryptocurrencies

    Cryptocurrencies are high risk, speculative products that operate differently to traditional investments. Only invest what you can afford to lose and use New Zealand-based platforms to give yourself some level of protection.
    Tags
    Crypptocurrencies, Consumer
    Type
    Page

  14. 23 November 2022

    FMC Act exemptions

    List of Markets Conduct Act exemptions.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page