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1. 30 January 2015

   Expense disclosure CE 2014 Jul Dec

   CE expenses disclosure for the period 1 July 2014 - 31 December 2014

2. 30 January 2015

   Expense disclosure CE Travel 2014 Jul Dec

   CE expenses disclosure for the period 1 July 2014 - 31 December 2014

3. 15 January 2015

   Institute of Directors - Directors guide

   This guide from the IoD outlines some of the essential behaviours directors should demonstrate to meet legal, regulatory and ethical standards, and tells you where you can go to find out more.

4. 13 January 2015

   2015 Letter from the Minister

   Annual letter from the Minister 2015.

5. 19 December 2014

   Exemption Notice - Securities Act Heartland Bank Regulatory Capital

   Securities Act Exemption Notice 2014: Heartland Bank Regulatory Capital.

6. 19 December 2014

   Response to submissions Consultation paper Personalised DIMS.1

   Summarises FMA responses to industry feedback on proposed Personalised DIMS standards for AFAs under the Financial Advisers Act 2008.

7. 19 December 2014

   Consultation Personalised DIMS response to submissions [unused]

   FMA response to feedback on proposed eligibility and standards for AFAs offering Personalised DIMS under the Financial Advisers Act 2008.

8. 17 December 2014

   Accredited Bodies Report NZICA 2014

   Accredited Body Report – New Zealand Institute of Chartered Accountants For the period ended 30 June 2014

9. 10 December 2014

   Banking Ombudsman Scheme Limited - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Banking Ombudsman Scheme Limited

10. 3 December 2014

    ANZ Bank New Zealand Limited - Settlement Agreement

    Settlement Agreement with ANZ Bank New Zealand Limited regarding interest rate swaps sales to certain rural customers, 3 December 2014.

11. 3 December 2014

    Commerce Commission v ANZ - Settlement Agreement

    Settlement Agreement made with New Zealand Commerce Commission by ANZ Bank New Zealand Limited following an investigation into interest rate swaps transactions with rural customers between 2005 and 2009. 3 December 2014.

12. 1 December 2014

    Corporate Governance in New Zealand - Principles and Guidelines

    This handbook is intended as a reference for directors, executives and advisers to decide how best to apply the principles to their particular entity.

13. 1 December 2014

    Transition to fmc act other types mis information sheet

    Timeline for other types of MIS to transition to the FMC Act. Other types of MIS includes a range of schemes, often tightly focused – eg property and forestry schemes. Note, excludes property and forestry schemes structured as companies (who generallyare classed as equity issuers).

14. 1 December 2014

    Transition to fmc act other types mis information sheet

    Timeline for MIS to transition to the FMC Act.

15. 1 December 2014

    Transition to fmc act superannuation mis information sheet

    Timeline for MIS Superannuation schemes to transition to the FMC Act.