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Found 2016 results. Displaying page 103 of 135

1. 14 November 2016

   Exemption Notice - Financial Markets Conduct Kiwi Capital Funding Limited

   Financial Markets Conduct (Kiwi Capital Funding Limited) Exemption Notice 2016

2. 11 November 2016

   Exemption notice - Financial Markets Conduct Corporate Trustees

   Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016

3. 4 November 2016

   Exemption Notice - Financial Markets Conduct Midlands Mortgage Trust Group Investment Fund

   Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016

4. 3 November 2016

   Exemption notice - AMP legacy superannuation schemes

   This Financial Markets Conduct Act Exemption Notice 2016 granted to AMP Legacy Superannuation Schemes.

5. 2 November 2016

   Exemption Notice - Financial Markets Conduct Arria NLG Limited

   Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2016

6. 1 November 2016

   Exemption notice - Financial Markets Conduct Fonterra Shareholders Fund

   Financial Markets Conduct (Fonterra Shareholders' Fund) Exemption Notice 2016

7. 30 October 2016

   Changes to FMA fees and levies 2016

   Summary of changes to fees and levies Oct 2016

8. 28 October 2016

   Exemption notice - Financial Markets Conduct Cash Advantage Fund and Term Advantage Fund

   Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016

9. 14 October 2016

   Exemption Notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016

10. 14 October 2016

    Exemption Notice 2016 - Financial Markets Conduct Licensed Independent Corporate Trustees of Restricted Schemes

    Financial Markets Conduct Licensed Independent Corporate Trustees of Restricted Schemes Exemption Notice 2016

11. 10 October 2016

    Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix1

    Annual regulatory return information guidance document to be provided by licensed crowdfunding service providers to the FMA.

12. 10 October 2016

    Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix2

    Annual regulatory return information to be provided by licensed peer-to-peer lending service providers to the FMA.

13. 10 October 2016

    Consultation regulatory returns for prescribed intermediary services

    This consultation aims to gain feedback on our proposals for regulatory returns for licensed crowdfunding and peer-to-peer lending service providers.

14. 10 October 2016

    FMA Annual Report 2016

    FMA Annual Report 2016.

15. 7 October 2016

    Craigs Investment Partners Self Select Schemes Levy Waiver - October 2016

    On 7 October 2016 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).