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  6. 23 December 2024

    Case stated for the opinion of the Court

    This document is for seeking the High Court’s opinion on how to interpret eligible investor rules under the FMC Act to guide FMA enforcement.

  10. 16 December 2024

    ASX 24 Obligations Review 2024

    Findings from the FMA’s review of how well ASX 24 is meeting its licensed market operator obligations, for the two-year period 1 July 2022 to 30 June 2024.

  11. 16 December 2024

    SGX DT Obligations Review 2024

    Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2023 to 30 June 2024

  12. 16 December 2024

    Market operators

    A financial product market is a facility where financial products are bought or sold, or where offers or invitations to buy or sell financial products are made. Find the compliance, licensing and registration obligations and NZX notices on this page.