Search results

Found 1998 results. Displaying page 97 of 134

1. 4 May 2017

   Consultation proposed guidance Substantial product holder disclosures

   FMA consults on SPH disclosure guidance, focusing on whether individual fund managers must disclose relevant interests under the FMC Act.

2. 28 April 2017

   Exemption Notice - Plus500 AU Pty Ltd 2017

   Financial Markets Conduct Exemption Notice 2017: Plus500AU Pty Ltd.

3. 28 April 2017

   Exemption notice - Berkshire Hathaway Specialty Insurance Company

   FMA exemption notice for BHSI from certain FMC Act reporting duties, allowing US GAAP reporting for overseas insurer under specific conditions.

4. 14 April 2017

   Exemption Notice - Gordian RunOff Limited

   Financial Markets Conduct Exemption Notice 2017: Gordian RunOff Limited.

5. 11 April 2017

   Consultation paper Improving financial information in an equity PDS

   This consultation is for issuers, their advisors, investors and other interested parties. It aims to seek feedback on our proposed guidance and interpretations of the regulations.

6. 7 April 2017

   Exemption Notice - The City of London Investment Trust plc

   Financial Markets Conduct Exemption Notice 2017 - The City of London Investment Trust plc.

7. 7 April 2017

   Exemption Notice - Stride Property Group

   Financial Markets Conduct (Stride Property Group) Exemption Notice 2017

8. 3 April 2017

   Consultation paper Short duration derivatives

   FMA consults on licensing for short duration derivatives and proposes excluding deliverable spot FX contracts from the FMC Act’s derivative scope.

9. 31 March 2017

   31 March 2017 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 March 2017

10. 28 March 2017

    European Securities and Markets Authority (ESMA) - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the European Securities and Markets Authority (ESMA)

11. 16 March 2017

    Exemption notice - Financial Markets Conduct Deutsche Bank AG

    Financial Markets Conduct (Deutsche Bank AG) Exemption Notice 2017

12. 10 March 2017

    Exemption Notice - Financial Markets Conduct JP Morgan Chase Bank N.A.

    Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2017

13. 9 March 2017

    Submissions Report KiwiSaver guidance note

    This submissions report is in response to submissions on the draft KiwiSaver advice guidance note consultation, 2017.

14. 9 March 2017

    KiwiSaver sales and advice guidance

    This guidance note is for advisers and financial firms advising on KiwiSaver products.

15. 6 March 2017

    Consultation paper Disclosing non GAAP financial information

    This guidance note is primarily for FMC reporting entities and their directors. It aims to outline the FMA's expectations on the use of non-GAAP financial information.