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30 April 2019

Careers

The FMA is a vibrant and dynamic values-based organisation that fosters diversity; work-life balance, a commitment to employee well-being; learning and development team, and promotes opportunity within the organisation. Find out more about working for the FMA and see a list of our current positions available here.
29 April 2019

Financial Exemption Notice 2015 - Markets Conduct (Chubb Insurance Company of Australia Limited)

Financial Markets Conduct (Chubb Insurance Company of Australia Limited) Exemption Notice 2015
24 April 2019

Exemption Notice - Financial Markets Conduct Goldman Sachs

Financial Markets Conduct Exemption Notice 2019: Goldman Sachs.
16 April 2019

Exemption Notice - RIS Group Limited

Financial Markets Conduct Exemption Notice 2019: RIS Group Limited.
15 April 2019

2019 Annual Letter of expectations

Annual letter of expectations from the Minister April 2019
14 April 2019

Scam info for Asian communities | 投资类骗局

Asian communities are being targetted by investment scammers. This page translates into Mandarin the things you need to be mindful of when investing.
12 April 2019

ANZ Bank New Zealand Limited - Supreme Court Judgment

Supreme Court Judgment in the case against ANZ Bank New Zealand Limited, 12 April 2019.
9 April 2019

Mark Talbot - Enforceable Undertaking

Mr Talbot has offered this enforceable undertaking following an investigation made by the FMA into his trading of shares in VMob Group Limited (VMob). 3 April 2019.
9 April 2019

Mark Stephen Talbot - Sentencing Notes

High Court Sentencing remarks in the case against Mark Stephen Talbot, 9 April 2019.
5 April 2019

Exemption Notice - OnePath Custodians Pty Limited

Financial Markets Conduct Exemption Notice 2019: OnePath Custodians Pty Limited.
4 April 2019

Financial Markets Conduct - NZX Listing Rules Approval of Rule Change Notice

This notice allows NZX to replace the NZX Issuer Rules, dated 1 January 2016, with the corresponding amended rules with effect from 1 January 2020 or as otherwise determined by NZX in accordance with the Participant Rule 1.4.1
3 April 2019

Exemption Notice - Financial Markets Conduct Harbour Investment Funds

Financial Markets Conduct (Harbour Investment Funds) Exemption Notice 2019
1 April 2019

AML/CFT Annual Monitoring Report 2018

This report summarises our monitoring activities from 1 July 2016 to 30 June 2018, to help reporting entities better understand our expectations, and what they can do to improve their systems and processes to comply with the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 and its supporting regulations.
31 March 2019

31 March 2019 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 31 March 2019
31 March 2019

31 March 2019 Disclose Register MIS fund updates

This document is the Disclose Register for MIS fund updates for 31 March 2019