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Found 616 results. Displaying page 36 of 42

24 February 2015

Custodians of managed investment schemes information sheet

This information sheet outlines the duties and responsibilities under the Financial Markets Conduct Act 2013 (FMC Act) for custodians of registered managed investment schemes.
24 February 2015

Reporting SIPO limit breaks Information sheet

This information sheet outlines the reporting obligations of a Managed Investment Scheme (MIS) manager if there has been a limit break under its Statement of Investment Policy and Objectives (SIPO) under Part 4 of the Financial Markets Conduct Act 2013 (FMC Act).
20 February 2015

Going Public - a directors guide

FMA & IoD guide helps NZ directors evaluate going public & understand IPO processes without covering full legal obligations.
15 January 2015

Institute of Directors - Directors guide

FMA & IoD guide offers NZ directors key legal duties, governance tips, and risk insights to navigate boardroom responsibilities.
19 December 2014

Response to submissions Consultation paper Personalised DIMS.1

Summarises FMA responses to industry feedback on proposed Personalised DIMS standards for AFAs under the Financial Advisers Act 2008.
19 December 2014

Consultation Personalised DIMS response to submissions [unused]

FMA response to feedback on proposed eligibility and standards for AFAs offering Personalised DIMS under the Financial Advisers Act 2008.
1 December 2014

Corporate Governance in New Zealand - Principles and Guidelines

This handbook is intended as a reference for directors, executives and advisers to decide how best to apply the principles to their particular entity.
1 December 2014

Transition to fmc act other types mis information sheet

Timeline for other types of MIS to transition to the FMC Act. Other types of MIS includes a range of schemes, often tightly focused – eg property and forestry schemes. Note, excludes property and forestry schemes structured as companies (who generallyare classed as equity issuers).
1 December 2014

Transition to fmc act other types mis information sheet

Timeline for MIS to transition to the FMC Act.
1 December 2014

Transition to fmc act superannuation mis information sheet

Timeline for MIS Superannuation schemes to transition to the FMC Act.
1 December 2014

Transition to fmc act unit trusts mis information sheet

Timeline for MIS Unit Trusts to transition to the FMC Act.
1 December 2014

Transition to FMC Act NBDTs Information Sheet

Timeline for Non-bank deposit takers to transition to the FMC Act.
1 December 2014

Transition to FMC Act Corporate debt issuers continuous or open offers Information Sheet.1.1

Overview of transitional timeline for Corporate debt issuers transitioning to FMC Act.
1 December 2014

Transition to FMC Act Equity Issuers continuous Information Sheet

Timeline of transition to the FMC Act by Equity Issuers.
1 December 2014

Transition to FMC Act Corporate debt issuers Information Sheet

Overview of transitional timeline for Corporate debt issuers transitioning to FMC Act.