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  1. 2 October 2024

    Wire transfer guidance for new regulations

    Guidance for the new regulations relating to wire transfers in the Anti Money Laundering and Countering Financing of Terrorism (Requirements and Compliance) Regulations 2011.

  2. 27 September 2024

    Offers of financial products

    Issuers are involved in first making a financial product available. They include a debt security, an equity security, a managed investment product, and a derivative. View more about offers of financial product and obligations of those offering financial products in New Zealand on this page.

  7. 19 July 2024

    Derivatives issuers

    A derivatives issuer that makes a regulated offer of derivatives must be licensed by the FMA. This page contains information about derivatives, obligations for derivatives issuers, and who needs to comply.

  9. 2 July 2024

    Fair Conduct Programme

    A fair conduct programme (FCP) means effective policies, processes, systems and controls that are designed to ensure the financial institution’s compliance with the fair conduct principle.

  10. 25 June 2024

    NZX Obligations Review 2024

    Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2023.

  13. 5 June 2024

    Standard Conditions for DIMS

    Standard licensing conditions for DIMS providers in New Zealand, covering governance, outsourcing, records, financials, and business continuity.