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Found 293 results. Displaying page 13 of 20

21 December 2016

FMA Briefing to Incoming Minister 2016

FMA Briefing to Incoming Minister 2016
30 September 2016

Advertising Standards Authority - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and the Advertising Standards Authority
23 September 2016

CPA Australia Limited - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and the CPA Australia Limited
23 September 2016

Inland Revenue - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and Inland Revenue
16 September 2016

FMA Annual Report 2016 - highlights

Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the short version of the 2016 report.
24 August 2016

Aug 2016 Regulatory response guidelines

FMA guide on regulating NZ financial markets and enforcement responses for all financial product and service providers.
24 August 2016

FMA Co-operation policy 2016

FMA outlines how full co-operation in misconduct cases may lead to reduced penalties or no action under its enforcement policy.
23 August 2016

Takeovers Panel - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and The Takeovers Panel
19 August 2016

CoFR Financial Markets - Regulatory Charter

New Zealand Council of Financial Regulators: Regulatory Charter
30 July 2016

Expense disclosure CE Gifts January June 2016

CE gifts and hospitality disclosure for the period 1 January 2016 - 30 June 2016
30 July 2016

Expense disclosure CE Hospitality January June 2016

CE expenses disclosure for the period 1 January 2016 - 30 June 2016
30 July 2016

Expense disclosure CE January June 2016

CE expenses disclosure for the period 1 January 2016 - 30 June 2016
30 July 2016

Expense disclosure CE Travel January June 2016

CE expenses disclosure for the period 1 January 2016 - 30 June 2016
21 July 2016

Auditor General - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and the Auditor General
1 July 2016

Staff and board members gifts and hospitality - OIA response

OIA response, dated 6 July 2018, to a request regarding FMA’s policy surrounding staff and board members accepting gifts and/or hospitality and, a list of any gifts and/or hospitality accepted staff and board members since 1 July 2016.