Search results

Keywords

Date Published

Sort by:

Found 1088 results. Displaying page 60 of 73

1 March 2016

Consultation paper Exemptions impacting overseas businesses and restricted schemes 1

This consultation is for: FMC reporting entities, licensed managers and scheme auditors, overseas banks, licensed independent trustees, restricted scheme managers, advisers and interested parties. It aims to seek feedback on the exemption proposals explained.
25 February 2016

Performance Fee Disclosure information sheet

This information sheet outlines how we expect fund managers to disclose performance-based fees to investors.
25 February 2016

PIR Returns information sheet

This information sheet sets out the formula we expect managers of portfolio investment entity (PIE) funds to use when calculating a fund’s return with a 0% prescribed investor rate.
23 February 2016

Exemption Notice - Snakk Media Limited Share Sale Plan

Financial Markets Conduct (Snakk Media Limited Share Sale Plan) Exemption Notice 2016
10 February 2016

Regulatory impact statement - Investor warning and acknowledgement exemptions for the $750,000 minimum investment wholesale investor exclusion

This regulatory impact statement analyses options considered in course of policy work leading to a final decision to exempt offerors of certain debt securities relying on the $750,000 minimum investment wholesale investor exclusion, on conditions, from having to include investor warnings on offer documents and obtain an investor acknowledgement.
2 February 2016

Guide for charities

This information sheet outlines the options for community and voluntary organisations wanting to borrow money from investors. (This does not include donations).
1 February 2016

AML/CFT annual monitoring report 2015

The aim of this report is to summarise our monitoring to help firms and individuals better understand our expectations, and therefore improve their systems and processes, and ensure compliance with the Act. This report covers the period from 1 July 2014 to 30 June 2015.
12 January 2016

NZMDT Market Rules 2016

This notice allows for the NZX to replace the NZ Markets Disciolinary Tribunal Rules date 16 April 2015 with the NZMDT Rules provided to the FMA on 11 Nov 2015
25 December 2015

31 December 2015 Disclose Register Kiwisaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 31 December 2015
17 December 2015

Consultation paper Forestry scheme issues and exemption proposals

FMA consults on proposed exemptions for forestry schemes under the FMC Act, covering small scheme relief, manager licensing, custody, and reporting.
17 December 2015

Consultation paper Recognition of Overseas regimes proposed exemption relief

FMA consults on appropriate disclosure, governance, and reporting relief under the FMC Act for overseas issuers, FMC entities, and their advisers.
17 December 2015

Consultation paper proposed exemptions for existing property schemes

FMA consults on FMC Act exemptions for closed property schemes, including asset custody and limited governance relief for schemes being wound up.
16 December 2015

Financial Markets Conduct Act (NZX Markets - Standard Settlement) Approval of Market Rules Notice 2015

FMA approval of NZX market rules under FMC Act 2013 for standard settlement across debt, equity, and alternative markets.
10 December 2015

Consultation Class designation of shares to MIPs in an MIS

FMA consults on class designations treating shares as managed investment products, seeking feedback on regulatory impact and implications.
9 December 2015

CPA Australia accredited body report 2015

The Auditor Regulation Act 2011 (the Act) requires the FMA to monitor the audit regulatory systems of accredited bodies to ensure that these systems and processes are adequate and effective. This report contains the outcome of our monitoring assessment of CPA Australia for the period 1 July 2014 to 30 June 2015.