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Found 1088 results. Displaying page 57 of 73

1. 19 August 2016

   CoFR Financial Markets - Regulatory Charter

   New Zealand Council of Financial Regulators: Regulatory Charter

2. 18 August 2016

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

3. 15 August 2016

   Legislative notices supporting the FMC Act regime

   FMA update on exemptions, designations, and legislative tools supporting FMC Act compliance, including sector-specific relief.

4. 4 August 2016

   Review of corporate goverance disclosure 2016

   This 2016 report presents our review of corporate governance reporting. We are sharing these findings with companies so they can reflect on their governance practices and disclosures.

5. 1 August 2016

   Authorised Financial Advisers in NZ — key findings 2016

   This report is a summary of industry trends from AFA information returns 1 July 2013 - 30 June 2015.

6. 8 July 2016

   Exemption notice - Financial Markets Conduct Foodstuffs Provident Fund

   Financial Markets Conduct Exemption Notice 2016: Foodstuffs Provident Fund.

7. 1 July 2016

   Exemption Notice - Financial Markets Conduct Beca Group Superannuation Plan

   Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

8. 1 July 2016

   AML CFT How to complete your annual CFT user guide 1

   2016 AML/CFT guide helps NZ financial advisers easily complete annual AML/CFT reports, clarifying key questions for small firms.

9. 30 June 2016

   aml cft annual report user guide 2016

   This user guide can be used as a reference for AML CFT reporting entities when completing their annual report

10. 30 June 2016

    30 June 2016 Disclose Register Kiwisaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 30 June 2016

11. 29 June 2016

    NZX Obligations Review 2016

    Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2016.

12. 29 June 2016

    UDC Finance Limited Waiver Notice - consideration complete / reduction of waiting period

    FMA waiver notice for UDC Finance under FMC Act section 68 confirms early PDS consideration and reduced waiting period as of June 2016.

13. 13 June 2016

    Class exemptions- recognising existing regulation of overseas issuers

    FMA approves class exemptions that recognise existing regulation of overseas issuers

14. 10 June 2016

    Exemption notice - Financial Markets Conduct Investore Property Limited

    Financial Markets Conduct (Ivestore Property Limited) Exemption Notice 2016

15. 8 June 2016

    Financial Markets Conduct - Tonga Development Bank Ave Paanga Pau Vouchers Designation Notice 2016

    This notice declares that the Ave Pa'anga Pau Vouchers issued by Tonga Development Bank are not a financial product for the purposes of the FMC Act 2013.