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30 June 2017

30 June 2017 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 30 June 2017
30 June 2017

Exemption notice - Financial Markets Conduct Cooperatieve Rabobank U.A.

Financial Markets Conduct (Cooperatieve Rabobank U.A.) Exemption Notice 2017
29 June 2017

NZX Obligations Report 2017

This report outlines our annual review of how well NZX is meeting its statutory obligations, and covers the 2016 calendar year.
28 June 2017

Exemption Notice - Financial Markets Conduct Heinz Wattie Limited Pension Plan

Financial Markets Conduct Act 2013 exemption notice issued to Heinz Wattie Limited re Pension Plan 2017.
26 June 2017

Exemption notice - Financial Markets Conduct Australian Scholarships Group Friendly Society Limited

Financial Markets Conduct (Australian Scholarship Group Friendly Society Limited) Exemption Notice 2017
22 June 2017

UDC Finance Limited Waiver Notice - PDS consideration unnecessary

UDC Finance Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary. June 2017.
21 June 2017

Consultation paper Robo advice exemption

This consultation is for financial advisers, financial product providers, consumers and other interested parties. It seeks feedback on the exemption proposal to facilitate the provision of personalised robo-advice.
7 June 2017

KiwiSaver annual statements methodology notice

FMA sets out 2017 KiwiSaver fee calculation methodology for providers to disclose annual total fees per member under the FMC Act.
2 June 2017

Amendment Notice 2017 FMC Shares in Investment Companies Designation

The amendment notice amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017 which came into force on the 19 May 2017.
23 May 2017

Licensing guide - FMC Act

FMA guide outlines 4 key steps of preparation tips to successfully apply for a licence under the FMC Act, including legal requirements, gaps, Apply online and Meet with us early.
22 May 2017

Consultation Proposed exemption from obligation to prepare scheme financial statements for bundled unit trusts

This consultation is for: managers, supervisors, auditors, administration managers, investors. It aims to: seek feedback on the exemption proposal for bundled unit trusts.
16 May 2017

Exemption notice - Financial Advisers Certified Investment Management Analyst

Financial Advisers (Certified Investment Management Analyst) Exemption Notice 2017.
15 May 2017

Regulatory Impact Statement: Designation of shares in investment companies 2017

This document is for investment companies, managers, advisers. It discusses a class designation of certain shares in investment companies as managed investment products.
11 May 2017

Exemption Notice - Financial Markets Conduct KiwiSaver Annual Statement Fees

Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017
9 May 2017

IMF financial system stability assessment 2017

This report is based on the work of the Financial Sector Assessment Program (FSAP) missions that visited New Zealand in August 16–September 7, 2016 and November 2–17, 2016.