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Found 101 results. Displaying page 6 of 7

1. 23 May 2017

   Licensing guide - FMC Act

   FMA guide outlines 4 key steps of preparation tips to successfully apply for a licence under the FMC Act, including legal requirements, gaps, Apply online and Meet with us early.

2. 30 October 2016

   Changes to FMA fees and levies 2016

   Summary of changes to fees and levies Oct 2016

3. 2 June 2016

   Eligibility criteria - Crowdfunding services for property investments

   FMA guide for property crowdfunding services on meeting eligibility criteria, including non-association and investor control standards.

4. 19 May 2016

   Licensing guide - MIS managers of forestry schemes

   FMA guide for MIS forestry scheme managers on licence applications under the FMC Act, covering standards and application steps.

5. 25 November 2015

   ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and registered audit firms

   This notice is the Auditor Regulation Act (prescribed minimum standards for Licensed Auditors and Registered Audit firms) amendment notice 2015.

6. 17 November 2015

   Consultation proposed variations to standard conditions of market services licences

   FMA consults on adding a standard condition requiring FMC Act licensees’ governing bodies to annually declare compliance with licence terms.

7. 24 May 2015

   FMA certification process for the registration of new KiwiSaver superannuation and workplace savings schemes information sheet

   This information sheet outlines the process for getting a certificate from the FMA to apply for registration of a new KiwiSaver, superannuation or workplace savings scheme.

8. 24 February 2015

   Certification process - new KiwiSaver, superannuation and workplace savings schemes

   The FMA certification process for the registration of new KiwiSaver, superannuation and workplace savings schemes

9. 1 December 2014

   ICE Futures Europe Financial Product Market Licence 2014

   New Zealand Financial Product Market Licence (ICE Futures Europe) 2014

10. 1 December 2014

    ICE Futures USA Financial Product Market Licence 2014

    New Zealand Financial Product Market Licence (ICE Futures Europe) 2014

11. 1 December 2014

    NZX NXT Financial Product Market Licence 2014

    NZX NXT Financial Product Market Licence 2014

12. 1 December 2014

    NZX Financial Product Market Licence 2014

    New Zealand Financial Product Market Licence (NZX Limited) 2014

13. 1 December 2014

    NZX Financial Product Market Licence 2014

    NZX Financial Product Market Licence 2014

14. 1 November 2014

    Declaration by individual relevant party such as owner

    Declaration form to be completed by an individual relevant party such as an owner when applying for a market services licence under Part 6 of the Financial Markets Conduct Act 2013 (FMC Act) and disclosure is required by relevant parties, as defined in regulation 189 of the Financial Markets Conduct Regulations 2014 (Regulations).

15. 1 November 2014

    Declaration by senior manager of relevant party

    This declaration form should be completed by senior managers of a relevant party when applying for a market services licence under Part 6 of the Financial Markets Conduct Act 2013 (FMC Act) and disclosure is required by relevant parties, defined in regulation 189 of the Financial Markets Conduct Regulations 2014 (Regulations).