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Found 298 results. Displaying page 16 of 20

1. 30 July 2014

   Expense disclosure CE hospitality 2014 jan jun

   CE expenses disclosure for the period 1 January 2014 - 30 June 2014

2. 1 July 2014

   Financial Dispute Resolution Scheme - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and Fairway Resolution Limited trading as Financial Dispute Resolution Scheme

3. 1 July 2014

   Serious Fraud Office (SFO) - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Serious Fraud Office

4. 30 May 2014

   new governance and accountability framework for mis managers and their licensed supervisors 2014

   The FMC Act introduces an accountability framework for managed investment schemes (MIS). The requirements include a statutory duty of care on both managers and supervisors of managed investment schemes. Both must also act in the best interests of investors. Managers and supervisors need to have a clear understanding of their respective roles and understand they will be held to account for their actions.

5. 1 May 2014

   Governance and accountability framework for restricted schemes and their trustees information sheet

   The Financial Markets Conduct (FMC) Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for restricted schemes and their trustees.

6. 1 May 2014

   Governance and accountability framework for debt issuers and their licensed supervisors

   The Financial Markets Conduct Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for debt issuers and their licensed supervisors.

7. 1 April 2014

   FMA’s new role as regulator of conduct

   From April 2014, FMA became the main regulator of conduct for financial products and services, replacing the Commerce Commission.

8. 31 March 2014

   Commerce Commission - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Commerce Commission

9. 28 February 2014

   Expense disclosure CE travel 2014 jan feb

   CE expenses disclosure for the period 1 January 2014 - 3 February 2014

10. 28 February 2014

    Expense disclosure CE other 2014 jan feb

    CE expenses disclosure for the period 1 January 2014 - 3 February 2014

11. 30 January 2014

    Expense disclosure CE gifts 2013 Jul Dec

    CE gifts and hospitality disclosure for the period 1 July 2013 - 31 December 2013

12. 30 January 2014

    Expense disclosure CE hospitality 2013 jul dec

    CE expenses disclosure for the period 1 July 2013 - 31 December 2013

13. 30 January 2014

    Expense disclosure CE 2013 jul dec

    CE expenses disclosure for the period 1 July 2013 - 31 December 2013

14. 30 January 2014

    Expense disclosure CE travel 2013 jul dec

    CE expenses disclosure for the period 1 July 2013 - 31 December 2013

15. 28 January 2014

    2014 Letter of Expectations

    The letter of expectation 2014 is delivered by the Minister to the FMA to formalise expectation of the FMA as a Crown entity.