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1. 24 February 2015

   Exemption notice - Securities Act Augusta Funds Management Limited Southgate Proportionate Ownership Scheme

   Securities Act Augusta Funds Management Limited Southgate Proportionate Ownership Scheme Exemption Notice 2015

2. 20 February 2015

   Going Public - a directors guide

   FMA & IoD guide helps NZ directors evaluate going public & understand IPO processes without covering full legal obligations.

3. 15 January 2015

   Institute of Directors - Directors guide

   FMA & IoD guide offers NZ directors key legal duties, governance tips, and risk insights to navigate boardroom responsibilities.

4. 19 December 2014

   Exemption Notice - Securities Act Heartland Bank Regulatory Capital

   Securities Act Exemption Notice 2014: Heartland Bank Regulatory Capital.

5. 19 December 2014

   Response to submissions Consultation paper Personalised DIMS.1

   Summarises FMA responses to industry feedback on proposed Personalised DIMS standards for AFAs under the Financial Advisers Act 2008.

6. 19 December 2014

   Consultation Personalised DIMS response to submissions [unused]

   FMA response to feedback on proposed eligibility and standards for AFAs offering Personalised DIMS under the Financial Advisers Act 2008.

7. 1 December 2014

   Corporate Governance in New Zealand - Principles and Guidelines

   This handbook is intended as a reference for directors, executives and advisers to decide how best to apply the principles to their particular entity.

8. 1 December 2014

   Transition to fmc act other types mis information sheet

   Timeline for other types of MIS to transition to the FMC Act. Other types of MIS includes a range of schemes, often tightly focused – eg property and forestry schemes. Note, excludes property and forestry schemes structured as companies (who generallyare classed as equity issuers).

9. 1 December 2014

   Transition to fmc act other types mis information sheet

   Timeline for MIS to transition to the FMC Act.

10. 1 December 2014

    Transition to fmc act superannuation mis information sheet

    Timeline for MIS Superannuation schemes to transition to the FMC Act.

11. 1 December 2014

    Transition to fmc act unit trusts mis information sheet

    Timeline for MIS Unit Trusts to transition to the FMC Act.

12. 1 December 2014

    Transition to FMC Act NBDTs Information Sheet

    Timeline for Non-bank deposit takers to transition to the FMC Act.

13. 1 December 2014

    Transition to FMC Act Corporate debt issuers continuous or open offers Information Sheet.1.1

    Overview of transitional timeline for Corporate debt issuers transitioning to FMC Act.

14. 1 December 2014

    Transition to FMC Act Equity Issuers continuous Information Sheet

    Timeline of transition to the FMC Act by Equity Issuers.

15. 1 December 2014

    Transition to FMC Act Corporate debt issuers Information Sheet

    Overview of transitional timeline for Corporate debt issuers transitioning to FMC Act.