Search results

Found 1089 results. Displaying page 51 of 73

1. 1 July 2017

   Offering financial products in New Zealand and Australia under mutual recognition - regulatory guide

   This is a guide for New Zealand and Australian issuers offering financial products or interests in managed or collective investment schemes in both countries. It explains what issuers have to do under the trans-Tasman mutual recognition scheme for offers of financial products. This is a joint guide published by the Australian Securities and Investments Commission (ASIC) and the New Zealand Financial Markets Authority (FMA).

2. 30 June 2017

   30 June 2017 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 June 2017

3. 30 June 2017

   Exemption notice - Financial Markets Conduct Cooperatieve Rabobank U.A.

   Financial Markets Conduct (Cooperatieve Rabobank U.A.) Exemption Notice 2017

4. 29 June 2017

   NZX Obligations Report 2017

   This report outlines our annual review of how well NZX is meeting its statutory obligations, and covers the 2016 calendar year.

5. 28 June 2017

   Exemption Notice - Financial Markets Conduct Heinz Wattie Limited Pension Plan

   Financial Markets Conduct Act 2013 exemption notice issued to Heinz Wattie Limited re Pension Plan 2017.

6. 26 June 2017

   Exemption notice - Financial Markets Conduct Australian Scholarships Group Friendly Society Limited

   Financial Markets Conduct (Australian Scholarship Group Friendly Society Limited) Exemption Notice 2017

7. 22 June 2017

   UDC Finance Limited Waiver Notice - PDS consideration unnecessary

   UDC Finance Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary. June 2017.

8. 21 June 2017

   Consultation paper Robo advice exemption

   This consultation is for financial advisers, financial product providers, consumers and other interested parties. It seeks feedback on the exemption proposal to facilitate the provision of personalised robo-advice.

9. 7 June 2017

   KiwiSaver annual statements methodology notice

   FMA sets out 2017 KiwiSaver fee calculation methodology for providers to disclose annual total fees per member under the FMC Act.

10. 2 June 2017

    Amendment Notice 2017 FMC Shares in Investment Companies Designation

    The amendment notice amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017 which came into force on the 19 May 2017.

11. 23 May 2017

    Licensing guide - FMC Act

    FMA guide outlines 4 key steps of preparation tips to successfully apply for a licence under the FMC Act, including legal requirements, gaps, Apply online and Meet with us early.

12. 22 May 2017

    Consultation Proposed exemption from obligation to prepare scheme financial statements for bundled unit trusts

    This consultation is for: managers, supervisors, auditors, administration managers, investors. It aims to: seek feedback on the exemption proposal for bundled unit trusts.

13. 16 May 2017

    Exemption notice - Financial Advisers Certified Investment Management Analyst

    Financial Advisers (Certified Investment Management Analyst) Exemption Notice 2017.

14. 15 May 2017

    Regulatory Impact Statement: Designation of shares in investment companies 2017

    This document is for investment companies, managers, advisers. It discusses a class designation of certain shares in investment companies as managed investment products.

15. 11 May 2017

    Exemption Notice - Financial Markets Conduct KiwiSaver Annual Statement Fees

    Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017