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Found 427 results. Displaying page 4 of 29

1. 12 December 2013

   Financial Conduct Authority United Kingdom - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Conduct Authority United Kingdom

2. 16 May 2025

   Exemption Notice (No.2) 2025 - Financial Markets Conduct (Conduct of Financial Institutions – QBE Insurance (Australia) Limited)

   Financial Markets Conduct (Conduct of Financial Institutions – QBE Insurance (Australia) Limited) Exemption Notice (No.2) 2025

3. 6 November 2024

   Exemption Notice 2024 - Financial Markets Conduct (Conduct of Financial Institutions The New India Assurance Company Limited)

   Financial Markets Conduct (Conduct of Financial Institutions The New India Assurance Company Limited) Exemption Notice 2024

4. 14 June 2024

   Fair conduct programmes information for smaller firms

   This information sheet provides information and examples to help smaller Financial Institutions (FIs) establish, implement and maintain their fair conduct programme.

5. 23 November 2022

   Exemption Notice - Financial Markets Conduct Irish UCITS

   This notice is the Financial Markets Conduct (Irish UCITS) Exemption Notice 2022

6. 5 July 2022

   Exemption Notice - Financial Markets Conduct Goodman Group

   The Financial Markets Conduct (Goodman Group) Exemption Notice 2022 provides relief for a five year period in relation to the offer of stapled securities to employees in New Zealand under an employee incentive scheme.

7. 8 June 2021

   Exemption notice - Financial Markets Conduct Denarau Villas

   Financial Markets Conduct (Denarau Villas) Exemption Notice 2021

8. 25 October 2019

   Exemption notice - Financial Markets Conduct (trueEX LLC)

   Financial Markets Conduct (trueEX LLC) Exemption Notice 2019

9. 24 April 2019

   Exemption Notice - Financial Markets Conduct Goldman Sachs

   Financial Markets Conduct Exemption Notice 2019: Goldman Sachs.

10. 21 December 2018

    Exemption Notice - Financial Markets Conduct Invion Limited

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018

11. 8 November 2018

    Exemption notice - Financial Markets Conduct Invion Limited

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018

12. 15 August 2018

    Exemption notice - Financial Markets Conduct Heartland Group

    Financial Markets Conduct (Heartland Group) Exemption Notice 2018

13. 1 December 2016

    Exemption notice - Financial Markets Conduct Denarau Villas

    Financial Markets Conduct (Denarau Villas) Exemption Notice 2016

14. 18 November 2016

    Exemption Notice - Financial Markets Conduct Forestry Schemes

    Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016

15. 11 November 2016

    Exemption notice - Financial Markets Conduct Corporate Trustees

    Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016