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Found 425 results. Displaying page 3 of 29

1. 1 November 2018

   Bank Conduct and Culture Review

   Findings from the 2018 FMA and RBNZ review of conduct and culture in New Zealand retail banks. The overall objective of this review was to understand whether there are widespread conduct and culture issues present in banks in New Zealand.

2. 2 February 2017

   Submissions Report Conduct Guide consultation

   This is a summary of the submissions received by the FMA in response to the consultation of draft guide to the FMA's view of conduct, 2017.

3. 2 February 2017

   FMAs view of conduct guidance

   This guidance note is for: directors and executives of licensed financial services providers. The guide was published in 2017.

4. 31 March 2025

   Exemption Notice 2025 - Financial Markets Conduct (Conduct of Financial Institutions – First Insurance Limited)

   Financial Markets Conduct (Conduct of Financial Institutions – First Insurance Limited) Exemption Notice 2025

5. 27 March 2025

   Exemption Notice 2025 - Financial Markets Conduct (Conduct of Financial Institutions — Marac Insurance Limited)

   Financial Markets Conduct (Conduct of Financial Institutions — Marac Insurance Limited) Exemption Notice 2025

6. 13 December 2024

   Financial Markets Conduct Conduct of Financial Institutions ACS NZ Limited Exemption Notice 2024

   Financial Markets Conduct (Conduct of Financial Institutions – ACS (NZ) Limited) Exemption Notice 2024

7. 31 March 2025

   Exemption Notice 2025 - Financial Markets Conduct (Conduct of Financial Institutions – QBE Insurance (Australia) Limited)

   Financial Markets Conduct (Conduct of Financial Institutions – QBE Insurance (Australia) Limited) Exemption Notice 2025

8. 29 January 2019

   Life Insurer Conduct and Culture 2019

   Findings from an FMA and RBNZ review of conduct and culture in New Zealand life insurers.

9. 15 November 2018

   Bank Conduct and Culture Report 2018

   The FMA and the RBNZ commissioned Buzz Channel to conduct an online survey among New Zealanders to understand their experience of the conduct and culture of the main bank they use for their personal banking. This is the report.

10. 1 September 2018

    Consumer Views of Financial Providers’ Conduct

    The FMA commissioned Buzz Channel to conduct research among New Zealanders to understand their experience with financial services providers.

11. 12 December 2013

    Financial Conduct Authority United Kingdom - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Conduct Authority United Kingdom

12. 16 May 2025

    Exemption Notice (No.2) 2025 - Financial Markets Conduct (Conduct of Financial Institutions – QBE Insurance (Australia) Limited)

    Financial Markets Conduct (Conduct of Financial Institutions – QBE Insurance (Australia) Limited) Exemption Notice (No.2) 2025

13. 6 November 2024

    Exemption Notice 2024 - Financial Markets Conduct (Conduct of Financial Institutions The New India Assurance Company Limited)

    Financial Markets Conduct (Conduct of Financial Institutions The New India Assurance Company Limited) Exemption Notice 2024

14. 14 June 2024

    Fair conduct programmes information for smaller firms

    This information sheet provides information and examples to help smaller Financial Institutions (FIs) establish, implement and maintain their fair conduct programme.

15. 23 November 2022

    Exemption Notice - Financial Markets Conduct Irish UCITS

    This notice is the Financial Markets Conduct (Irish UCITS) Exemption Notice 2022