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Found 408 results. Displaying page 11 of 28

1. 14 September 2015

   IPOs under the Financial Markets Conduct Act 2013 research report

   Research reports for IPOs under the Financial Markets Conduct Act 2013

2. 7 May 2015

   Exemption Notice 2015 - Financial Markets Conduct (The Warehouse Group Limited)

   Financial Markets Conduct (The Warehouse Group Limited) Exemption Notice 2015

3. 1 November 2013

   A Guide to the Financial Markets Conduct Act 2013 Reforms

   This Guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.

4. 18 December 2024

   Vero LIability CoFI Exemption Notice

   Financial Markets Conduct (Conduct of Financial Institutions – Vero Liability Insurance Limited) Exemption Notice 2024.

5. 17 March 2025

   Exemption Notice 2025 - Financial Markets Conduct (Goodman Property Services (NZ) Limited)

   Financial Markets Conduct (Goodman Property Services (NZ) Limited) Exemption Notice 2025

6. 11 December 2024

   Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures Citibank N.A.

   Financial Markets Conduct Climate related Disclosures Citibank N.A. Exemption Notice 2024

7. 25 September 2024

   Exemption Notice 2024 - Financial Markets Conduct Spark New Zealand Limited Group

   Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2024

8. 25 July 2024

   Exemption notice 2024 - Financial Markets Conduct Climate Statements Spark Finance Limited

   The Financial Markets Conduct (Climate Statements – Spark Finance Limited) Exemption Notice 2024 (Notice) exempts Spark Finance Limited (SFL) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).

9. 21 December 2023

   Exemption Notice - Financial Markets Conduct (Climate Statements – Stride Property Group) 2023

   The Notice permits SPG to prepare consolidated climate statements for the purposes of Part 7A of Act instead of each of SIML and SPL having to prepare individual climate statements.

10. 19 December 2023

    Financial Markets Conduct BGC Partners Australia Pty Limited Exemption Notice 2023

    The Notice exempts BGC Partners (Australia) Pty Limited from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.

11. 16 March 2021

    Exemption notice - Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated

    Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated Exemption Notice 2021

12. 19 February 2021

    Exemption notice - Financial Markets Conduct Insider Trading Livestock Improvement Corporation Limited

    Financial Markets Conduct (Insider Trading - Livestock Improvement Corporation Limited) Exemption Notice 2021

13. 30 September 2019

    Exemption notice - Financial Markets Conduct (Insider Trading – Livestock Improvement Corporation Limited)

    Financial Markets Conduct (Insider Trading - Livestock Improvement Corporation Limited) Exemption Notice 2019

14. 4 April 2019

    Financial Markets Conduct - NZX Listing Rules Approval of Rule Change Notice

    This notice allows NZX to replace the NZX Issuer Rules, dated 1 January 2016, with the corresponding amended rules with effect from 1 January 2020 or as otherwise determined by NZX in accordance with the Participant Rule 1.4.1

15. 26 October 2018

    Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

    This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).