Search Results

Found 497 results. Displaying page 1 of 34

1. 2 September 2020

   Unitex Capital Limited

   We are concerned that Unitex Capital Limited may be involved in a scam.

   https://www.fma.govt.nz/scams/warnings-and-alerts/unitex-capital-ltd/

   Tags

   Suspected scam, Unregistered business, Scams

   Type

   Page

2. 22 August 2018

   Capital Management

   Capital Management cold calling New Zealand residents and offering investment opportunities

   https://www.fma.govt.nz/scams/warnings-and-alerts/capital-management/

   Tags

   Suspected scam, Scams

   Type

   Page

3. 23 August 2018

   Greenfields Capital

   Greenfields Capital is not incorporated in New Zealand and is not registered on the Financial Service Providers Register

   https://www.fma.govt.nz/scams/warnings-and-alerts/greenfields-capital/

   Tags

   Unregistered business, Scams

   Type

   Page

4. 20 September 2019

   WFE Capital

   We are concerned that WFE Capital is involved in a scam. WFE Capital is not licensed or registered to provide financial services in either New Zealand or Hong Kong.

   https://www.fma.govt.nz/scams/warnings-and-alerts/wfe-capital/

   Tags

   Suspected scam, Scams

   Type

   Page

5. 11 December 2019

   Orion Holdings Capital Management and OH Capital

   The FMA recommends exercising caution before dealing with Orion Holdings Capital Management (OHCM), OH Capital and their websites www.ohcmgmt.com, and https://ohcapital.com/. The business address in Ontario which OHCM and OH Captial purports to be operating from is false. OHCM is not registered to perform business in Canada in any capacity.

   https://www.fma.govt.nz/scams/warnings-and-alerts/ohcm/

   Tags

   Suspected scam, Scams

   Type

   Page

6. 13 February 2019

   National Capital Limited

   National Capital Limited, FSP639129, is an approved digital advice provider.

   https://www.fma.govt.nz/business/licensed-providers/national-capital-limited/

   Tags

   Licensed entity, Digital advice providers, Business

   Type

   Page

7. 3 February 2020

   BANCORP CAPITAL LIMITED

   Bancorp Capital Limited is an AML reporting entity supervised by the FMA.

   https://www.fma.govt.nz/business/focus-areas/amlcft/reporting-entities/bancorp-capital-limited/

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

8. 29 April 2022

   MAUI CAPITAL LIMITED

   MAUI CAPITAL LIMITED is an AML reporting entity

   https://www.fma.govt.nz/business/focus-areas/amlcft/reporting-entities/maui-capital-limited/

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

9. 23 February 2016

   Capital Market Investments Limited

   On the website http://www.noafx, Capital Market Investments Limited is claiming to be registered in New Zealand as a financial service provider and also a member of a disputes resolution scheme when in fact it is neither.

   https://www.fma.govt.nz/scams/warnings-and-alerts/capital-market-investments-limited/

   Tags

   Unregistered business, Scams

   Type

   Page

10. 3 July 2018

    Arena Capital/Blackfort

    Mr Ryan, also known as Lance Jared Thompson, used the forex platform BlackfortFX as a façade to encourage more than 900 investors, who were mostly from the Christchurch region, to put about $8.3 million in the Ponzi scheme. Read more.

    https://www.fma.govt.nz/about-us/regulatory-approach/enforcement/cases/arena-capitalblackfort/

    Tags

    Cases, Enforcement

    Type

    Page

11. 4 May 2022

    CREDIT AND CAPITAL LIMITED

    CREDIT AND CAPITAL LIMITED is an AML reporting entity

    https://www.fma.govt.nz/business/focus-areas/amlcft/reporting-entities/credit-and-capital-limited/

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

12. 1 November 2013

    Capital Alliance Limited

    Offers Financial Services in New Zealand without appropriate Registration.

    https://www.fma.govt.nz/scams/warnings-and-alerts/capital-alliance-limited/

    Tags

    Unregistered business, Scams

    Type

    Page

13. 22 April 2022

    AMA Capital Management Limited

    AMA Capital Management Limited is an AML reporting entity

    https://www.fma.govt.nz/business/focus-areas/amlcft/reporting-entities/ama-capital-management-limited/

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

14. 30 November 2015

    Hart Capital Partners Limited

    Hart Capital Partners Limited, FSP16981, is licensed to provide Discretionary Investment Management Services (DIMS).

    https://www.fma.govt.nz/business/licensed-providers/hart-capital-partners-limited/

    Tags

    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business

    Type

    Page

15. 18 January 2018

    Capital Strategy Partners (CSP)

    CSP is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.

    https://www.fma.govt.nz/scams/warnings-and-alerts/capital-strategy-partners-csp/

    Tags

    Unregistered business, Scams

    Type

    Page