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Found 83 results. Displaying page 3 of 6

1. 24 June 2022

   Exemption Notice - Financial Markets Conduct Bonus Bonds 2022

   Financial Markets Conduct (Bonus Bonds) Exemption Notice 2022, PDF.

2. 31 March 2022

   31 March 2022 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for period ending 31 March 2022

3. 31 March 2022

   31 March 2022 Disclose Register MIS fund updates

   Disclose Register MIS fund updates for 31 March 2022

4. 9 December 2022

   Disclose Register MIS fund updates for 30 June 2022

   MIS fund update for 30 June 2022.

5. 20 February 2022

   Exemption Notice - Imperium Markets

   Imperium Markets Exemption Notice 2022

6. 7 March 2022

   Simplicity NZ Ltd - Direction Order

   Direction order issued to Simplicity NZ Limited pursuant to section 414 of the FMC Act 2022 7 March 2022.

7. 27 April 2022

   Exemption Notice - Financial Markets Conduct Plus500AU Pty ltd 2022Ltd

   Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2022

8. 24 November 2023

   Audit Quality Monitoring Report 2023

   Audit Quality Monitoring Report 1 July 2022 – 30 June 2023

9. 26 October 2022

   Exemption Notice - Financial Markets Conduct (ANZ Group Holdings Limited)

   Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

10. 21 August 2023

    Exemption Notice - Financial Markets Conduct (BGC Partners (Australia) Pty Limited)

    Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

11. 6 April 2023

    Peer-to-Peer lending and Crowdfunding: sector snapshot

    Crowdfunding and Peer-to-Peer sector report for the 2022 period.

12. 15 September 2022

    WIW2022 Logos

    World Investor Week 2022 promotion materials. This zip file includes logos

13. 11 September 2022

    KiwiSaver Statements Report 0722

    The KiwiSaver Statements research report commissioned by the FMA July 2022

14. 9 September 2022

    Financial Markets Conduct NZX NZ Markets Disciplinary Rules Approval of Rule Change Notice 2022

    This notice is the Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 2022.

15. 15 December 2022

    UK recruitment trip - OIA request

    OIA response to request for information surrounding the UK recruitment trip 2022