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1. 13 December 2019

   MIS custody arrangements thematic review 2019

   For any managed investment scheme it’s important that scheme property – money and investments – is kept safe. The function of looking after scheme property is called custody. Under the Financial Markets Conduct Act 2013 (FMC Act), custody for retail managed investment schemes is the responsibility of the independent licensed supervisor. This separates custody functions from management of the scheme, and provides an additional layer of protection for investors.

2. 11 December 2018

   MIS manager valuation and pricing practices

   This information sheet sets out our recommendations following a review of the pricing and valuation practices of Managed Investment Scheme (MIS) managers. It will be of particular interest to MIS managers and their supervisors.

3. 19 May 2016

   Licensing guide - MIS managers of forestry schemes

   FMA guide for MIS forestry scheme managers on licence applications under the FMC Act, covering standards and application steps.

4. 24 February 2015

   Custodians of managed investment schemes information sheet

   This information sheet outlines the duties and responsibilities under the Financial Markets Conduct Act 2013 (FMC Act) for custodians of registered managed investment schemes.

5. 12 November 2015

   Presentation to Fund Managers Forum on Emerging Themes from Licensing

   Presentation to Fund Managers Forum on Emerging Themes from Licensing at the Fund Managers Forum, 12 November 2015

6. 27 April 2023

   31 December 2022 Disclose Register MIS fund update

   MIS Disclose Data 31 December 2022

7. 9 December 2022

   Disclose Register MIS fund updates for 30 June 2022

   MIS fund update for 30 June 2022.

8. 13 August 2015

   Guide to market misconduct risks for MIS managers

   This information sheet is to help Managed Investment Scheme (MIS) managers understand how to manage market misconduct risks in trading activity.

9. 27 April 2023

   30 September 2022 Disclose Register MIS fund update

   Disclose Register MIS fund update 30 September 2022

10. 31 March 2022

    31 March 2022 Disclose Register MIS fund updates

    Disclose Register MIS fund updates for 31 March 2022

11. 26 December 2021

    31 December 2021 Disclose Register MIS fund updates

    Disclose MIS Manager fund updates for 31 December 2021

12. 30 June 2021

    30 June 2021 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 30 June 2021

13. 31 March 2021

    31 March 2021 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 31 March 2021

14. 27 December 2020

    31 December 2020 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 31 December 2020

15. 30 September 2020

    30 September 2020 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 30 September 2020