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1. 27 June 2019

   ICE Futures Europe Obligations Review 2019

   ICE Futures U.S., Inc. (IFUS) is licensed to operate the IFUS derivatives market (the derivatives market) in New Zealand. The FMA is required to report, at least once every two years on how well IFUS is meeting its obligations as a licensed market operator.

2. 27 June 2019

   ICE Futures US Obligations Review 2019

   ICE Futures U.S., Inc. (IFUS) is licensed to operate the IFUS derivatives market (the derivatives market) in New Zealand. The FMA is required to report, at least once every two years on how well IFUS is meeting its obligations as a licensed market operator.

3. 3 October 2017

   KiwiSaver Annual Report 2017

   We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2016 to 30 June 2017, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2017.

4. 1 October 2016

   KiwiSaver Annual Report 2016

   We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2015 to 30 June 2016, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2016.

5. 16 July 2025

   Increased risk profile of KiwiSaver funds 2021 2024

   The PDF document describes the significant increase in the proportion of KiwiSaver investments in high-risk funds from 2021 to 2024. It discusses potential drivers such as changes to policy settings, investor behavior, and market volatility, and highlights the shift towards higher-risk funds over time

6. 5 July 2022

   Exemption Notice - Financial Markets Conduct Futurity Investment Group Limited

   The Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2022 exempts Futurity Investment Group Limited (the manager), as manager of Futurity managed investment schemes in New Zealand, principally from section 156(1) of the Financial Markets Conduct Act 2013 (the Act) subject to certain conditions.

7. 1 October 2015

   KiwiSaver Report 2015

   We are required to report each year on our main KiwiSaver activities. This year’s report covers the period from 1 July 2014 to 30 June 2015, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2015.

8. 16 August 2022

   Banks, building societies and credit unions Climate Reporting Entities Flow Chart

   This flow chart, for Banks, building societies and credit unions, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.

9. 16 August 2022

   Managed Investment Scheme (MIS) Manager Climate Reporting Entities Flow Chart

   This flow chart, for Managed Investment Scheme (MIS) Managers, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.

10. 30 November 2016

    i-Select Superannuation Scheme Levy Waiver

    On 23 November 2016, the FMA granted a waiver of part of the FMA levy to i-Select Superannuation Scheme in respect of its Personal Plans funds. The Scheme is comprised of the Personal Plans, with i-Select Limited (i-Select) acting as the manager of the Scheme.

11. 30 November 2016

    Portfolio Superannuation Fund Levy Waiver

    On 23 November 2016 the FMA granted a waiver of part of the FMA levy to Portfolio Superannuation Fund in respect of its Personal Plans funds. The Scheme is comprised of the Personal Plans, with Saturn Invest New Zealand Limited (Saturn) acting as the manager of the Scheme.

12. 20 October 2022

    Wolfbrook Capital Limited - Formal Warning

    The FMA issued a formal warning to Wolfbrook Capital Limited following concerns that they may have failed to give disclosures to investors as required by Part 3 of the Financial Markets Conduct Act 2013 because it relied on the wholesale investor exclusion in circumstances where they were not entitled to.

13. 30 May 2022

    Exemption Notice - Stride Property Group

    The Financial Markets Conduct (Stride Property Group) Exemption Notice 2022 allows Stride Property Limited (SPL) and Stride Investment Management Limited Stride (SIML), as stapled entities (Stride Property Group), to prepare consolidated financial statements for the purposes of subpart 3 of Part 7 of the Financial Markets Conduct Act 2013 (the Act).

14. 20 October 2022

    Williams Corporation Capital Partnership GP Limited - Formal Warning

    The FMA issued a formal warning to Williams Corporation Capital Partnership GP Limited following concerns that it may have failed to give disclosures to investors as required by Part 3 of the Financial Markets Conduct Act 2013 because it relied on the wholesale investor exclusion in circumstances where they were not entitled to.

15. 8 September 2020

    COVID 19 response insights 2020

    This information sheet summarises the FMA’s actions to manage the impacts of the COVID-19 crisis up until 31 August, and highlights useful examples we have seen from market participants. It will help financial services entities to understand the FMA’s approach and consider ways to improve their own response as the crisis continues.