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Found 462 results. Displaying page 7 of 31

1. 24 February 2018

   Financial Markets Conduct (Overseas Custodians— Assurance Engagement) Exemption Notice 2018

   Financial Markets Conduct (Overseas Custodians— Assurance Engagement) Exemption Notice 2018

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 9 April 2018

   Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2018

   Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2018

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 28 August 2018

   Exemption notice - Financial Markets Conduct FNZ Group 2018

   Financial Markets Conduct (FNZ Group) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

4. 7 September 2018

   NZX Participant Rule Change Notice - Off Market Trading 2018

   This notice allows for NZX to replace the NZX Participant Rules dated 1 Dec 2017 and the NZX Participant Procedures dated 1 Dec 2017

   Tags

   FMC Act, Legislation, Business

   Type

   PDF, Notice

5. 2 November 2018

   Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018

   Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018 - expired

   Tags

   Exemptions, Business

   Type

   Page

6. 25 October 2019

   Financial Markets Conduct (trueEX LLC) Exemption Notice 2018

   The Financial Markets Conduct (trueEX LLC) Exemption Revocation Notice 2019 revokes the Financial Markets Conduct (trueEX LLC) Exemption Notice 2018 which exempted trueEX from having to be licenced to provide a financial product market. This exemption revoking the earlier exemption has been granted on the request of trueEX as it is no longer operating the financial product market. Expired

   Tags

   Exemptions, Business

   Type

   Page

7. 16 July 2018

   Financial Markets Conduct (Market Index) Exemption Notice 2018

   Financial Markets Conduct (Market Index) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   Page

8. 26 February 2021

   Financial Advisers (Personalised Digital Advice) Exemption Notice 2018

   The exemptions are granted to permit entities listed in schedule 1 of the notice to provide personalised services to retail clients when those services are provided through a digital advice facility. Read more.

   Tags

   Exemptions, Business

   Type

   Page

9. 22 October 2019

   Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2018

   Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2018 - expired

   Tags

   Exemptions, Business

   Type

   Page

10. 12 November 2018

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018 - expired on 2019-11-11

    Tags

    Exemptions, Business

    Type

    Page

11. 13 December 2019

    Financial Markets Conduct (Invion Limited) Exemption Notice (No 2) 2018

    Financial Markets Conduct (Invion Limited) Exemption Notice (No 2) 2018 - expired on 2019-12-20

    Tags

    Exemptions, Business

    Type

    Page

12. 8 October 2018

    Craigs Investment Partners Self Select Schemes Levy Waiver - October 2018

    On 8 October 2018 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).

    Tags

    Investor information, Waivers, Business, Consumer

    Type

    PDF

13. 30 October 2018

    Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

    Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

    Tags

    Exemptions, Business

    Type

    PDF

14. 26 October 2018

    Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

    This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).

    Tags

    FMC Act, Legislation, Business

    Type

    PDF, Notice

15. 14 May 2018

    Exemption notice - Financial Advisers Personalised Digital Advice Notice 2018

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2018.

    Tags

    Exemptions, Business

    Type

    PDF