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  1. 22 May 2018

    2018/2019 Annual letter of Expectations

    2018 Annual letter of expectations issued by the Minister to the FMA.
    Tags
    Annual letter of expectations from the Minister, FMA
    Type
    PDF

  2. 19 December 2018

    NZX Participant Rules - Approval of Changes Notice 2018

    This notice approves the changes to the Participant Rules that were provided to the FMA by NZX for approval on 13 Nov 2018. These changes will be incorporates into the Participant Rules on 1 July 2019 or on a date in the future determined by the NZX in accordance with the Participant Rules at Rule 1.4
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice

  6. 18 February 2019

    Expense Disclosure CE Gifts July Dec 2018

    CE gifts and benefits disclosure for the period 1 July 2018 - 31 December 2018
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  7. 1 June 2015

    Auditor regulation and oversight plan 2015 2018

    Audits of FMC reporting entities’ financial statements are designed to increase investor confidence. One of the ways
    we ensure these audits are done well is by reviewing audits at registered audit firms.This plan is for the 2015-2018 period.
    Tags
    Regulation, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  10. 7 June 2018

    Auditor regulation and oversight plan 2018-2021

    FMA has an obligation to publish an auditor regulation and oversight plan by 30 June each year, for a three year period, setting out our intentions for the regulation and oversight of auditors under the Act. This plan will help licensed auditors, registered audit firms and accredited bodies to understand how FMA will approach auditor regulation. It may also be of interest to issuers, investors and their advisers.
    Tags
    Monitoring, Reports and Papers, Business, News & Insights
    Type
    PDF

  14. 16 August 2018

    KiwiSaver Statements Report June 2018

    The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the
    sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Report