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1. 24 August 2016

   Aug 2016 Regulatory response guidelines

   FMA guide on regulating NZ financial markets and enforcement responses for all financial product and service providers.

2. 24 August 2016

   FMA Co-operation policy 2016

   FMA outlines how full co-operation in misconduct cases may lead to reduced penalties or no action under its enforcement policy.

3. 16 February 2016

   2016 FMA letter of Expectations

   The annual letter of expectations 2016 issued by the Minister to the FMA that sets out expectations of the Minister to the FMA as a crown entity.

4. 21 December 2016

   FMA Briefing to Incoming Minister 2016

   FMA Briefing to Incoming Minister 2016

5. 25 November 2016

   Exemption notice - Portfolio Superannuation Scheme 2016

   Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2016

6. 4 August 2016

   Review of corporate goverance disclosure 2016

   This 2016 report presents our review of corporate governance reporting. We are sharing these findings with companies so they can reflect on their governance practices and disclosures.

7. 30 July 2016

   Expense disclosure CE January June 2016

   CE expenses disclosure for the period 1 January 2016 - 30 June 2016

8. 14 January 2022

   Expense disclosure CE Hospitality July December 2016

   CE expenses disclosure for the period 1 July 2016 - 31 December 2016

9. 30 January 2017

   Expense disclosure CE Gifts July December 2016

   CE gifts and hospitality disclosure for the period 1 June 2016 - 31 December 2016

10. 30 January 2017

    Expense disclosure CE Other July December 2016

    CE expenses disclosure for the period 1 July 2016 - 31 December 2016

11. 30 January 2017

    Expense disclosure CE Travel July December 2016

    CE expenses disclosure for the period 1 July 2016 - 31 December 2016

12. 30 October 2016

    Changes to FMA fees and levies 2016

    Summary of changes to fees and levies Oct 2016

13. 30 July 2016

    Expense disclosure CE Gifts January June 2016

    CE gifts and hospitality disclosure for the period 1 January 2016 - 30 June 2016

14. 30 July 2016

    Expense disclosure CE Hospitality January June 2016

    CE expenses disclosure for the period 1 January 2016 - 30 June 2016

15. 30 July 2016

    Expense disclosure CE Travel January June 2016

    CE expenses disclosure for the period 1 January 2016 - 30 June 2016