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1. 11 June 2018

   Key findings from the recent re-licensing of supervisors

   During 2016 the International Monetary Fund (IMF) undertook a review of the New Zealand financial sector. The Financial Stability Assessment Programme report recommended that the FMA ”continue to engage with Supervisors to ensure that they take a consistent approach to their supervision of Managed Investment Scheme (MIS) managers”

2. 30 November 2016

   i-Select Superannuation Scheme Levy Waiver

   On 23 November 2016, the FMA granted a waiver of part of the FMA levy to i-Select Superannuation Scheme in respect of its Personal Plans funds. The Scheme is comprised of the Personal Plans, with i-Select Limited (i-Select) acting as the manager of the Scheme.

3. 30 November 2016

   Portfolio Superannuation Fund Levy Waiver

   On 23 November 2016 the FMA granted a waiver of part of the FMA levy to Portfolio Superannuation Fund in respect of its Personal Plans funds. The Scheme is comprised of the Personal Plans, with Saturn Invest New Zealand Limited (Saturn) acting as the manager of the Scheme.

4. 1 April 2019

   AML/CFT Annual Monitoring Report 2018

   This report summarises our monitoring activities from 1 July 2016 to 30 June 2018, to help reporting entities better understand our expectations, and what they can do to improve their systems and processes to comply with the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 and its supporting regulations.

5. 22 March 2018

   Update on the FMA’s ongoing review of insurance replacement business and conflicted conduct

   This report follows on from our 2016 report, Replacing life insurance – who benefits? into replacement business activity within the adviser sales channel of the New Zealand life insurance market. It details our findings, the results of our inquiries to date and our expectations for advisers when they are providing advice on replacing insurance policies.