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Found 84 results. Displaying page 5 of 6

1. 4 September 2015

   PTT Ltd - Judgment

   The High Court Judgment in the case against PTT Ltd 4 September 2015.

2. 27 July 2015

   Arena Capital Limited - Receivers report

   Receivers' First Report into the Receivership of Arena Capital Limited, 24 July 2015.

3. 24 February 2015

   Exemption notice - Securities Act Augusta Funds Management Limited Southgate Proportionate Ownership Scheme

   Securities Act Augusta Funds Management Limited Southgate Proportionate Ownership Scheme Exemption Notice 2015

4. 16 December 2015

   Financial Markets Conduct Act (NZX Markets - Standard Settlement) Approval of Market Rules Notice 2015

   FMA approval of NZX market rules under FMC Act 2013 for standard settlement across debt, equity, and alternative markets.

5. 23 October 2015

   Exemption notice - Securities Act Augusta Funds Management Limited Shands Road Limited Partnership

   Financial Markets Conduct Exemption Notice 2015: Augusta Funds Management Limited - Shands Road Limited partnership.

6. 1 December 2015

   Exemption Notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2015

7. 25 September 2015

   Vivier and Company Limited - Judgment

   High Court Judgment in the case against Vivier and Company Limited on 25 September 2015.

8. 1 August 2016

   Authorised Financial Advisers in NZ — key findings 2016

   This report is a summary of industry trends from AFA information returns 1 July 2013 - 30 June 2015.

9. 12 November 2015

   Presentation to Fund Managers Forum on Emerging Themes from Licensing

   Presentation to Fund Managers Forum on Emerging Themes from Licensing at the Fund Managers Forum, 12 November 2015

10. 21 December 2022

    Wynyard Group - NZICA decision on appeal

    NZICA has released its disciplinary decisions arising from the 2015 PwC audit of the formerly NZX-listed Wynyard Group.

11. 25 November 2015

    ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and registered audit firms

    This notice is the Auditor Regulation Act (prescribed minimum standards for Licensed Auditors and Registered Audit firms) amendment notice 2015.

12. 28 May 2015

    Commerce Commission v ANZ Bank New Zealand Ltd - Judgment

    Judgment in the High Court in the case between Commerce Commission and ANZ Bank New Zealand Limited, 28 May 2015.

13. 30 June 2015

    Southern Cross Benefits Limited Levy Waiver

    On 25 May 2015 the FMA granted a waiver of part of the FMA levy to Southern Cross Benefits Limited (SCBL).

14. 28 April 2015

    Hanover - Settlement Agreement

    Settlement Agreement with the Directors' of Hanover Finance Ltd (HFL), United Finance Ltd (UFL) and Hanover Capital Limited (HCL), 28 April 2015.

15. 16 February 2015

    Westpac - Settlement Agreement

    Settlement agreement with Westpac New Zealand Limited; Westpac Banking Corporation regarding interest rate swaps sales to certain rural customers, 16 February 2015.