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Found 156 results. Displaying page 6 of 11

16 December 2015

Financial Markets Conduct Act (NZX Markets - Standard Settlement) Approval of Market Rules Notice 2015

FMA approval of NZX market rules under FMC Act 2013 for standard settlement across debt, equity, and alternative markets.
1 August 2013

MinterEllisonRuddWatts Lawyers submission

Feedback on consultation from Minter Ellison Rudd Watts, 1 Aug 2013: Practical implications of factsheet on Managing intermediaries feedback
1 August 2013

Trustee Corporations Association of New Zealand Inc submission

Feedback to consultation from Trustee Corporations Association of New Zealand Inc, 1 Aug 2013:Factsheet on managing intermediaries feedback
1 July 2020

Macquarie Group Holdings New Zealand Limited submission

Consultation feedback from Macquarie Group Holdings New Zealand Limited, 1 Aug 2013: Practical implications on factsheet on managing intermediaries feedback
22 June 2017

UDC Finance Limited Waiver Notice - PDS consideration unnecessary

UDC Finance Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary. June 2017.
30 November 2015

KVB Kunlun New Zealand Limited Waiver Notice

KVB Kunlun New Zealand Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
12 February 2021

ANZ Bank New Zealand Limited - High Court Judgment

High Court Judgment on FMA’s 2020 civil case against ANZ NZ for alleged breaches of the Financial Markets Conduct Act 2013.
13 March 2015

Financial Markets Conduct Act exemptions consultation paper

FMA consultation on proposed exemptions under the FMC Act 2013, covering foreign offers, charities, co-operatives, DIMS, and pre-payment schemes.
8 April 2024

Regulatory impact statement Standard condition on business continuity and technology systems

Regulatory Impact Statement: Operational resilience condition for certain market services licence holders under Part 6 of the Financial Markets Conduct Act 2013.
11 September 2015

First Mortgage and First Mortgage PIE Trust Waiver Notice

First Mortgage and First Mortgage PIE Trust - Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
1 June 2014

Declaration by current proposed director of licence applicant

Declaration to be completed by current or proposed directors of a licence applicant for market services licences under the FMC Act 2013.
24 February 2015

Custodians of managed investment schemes information sheet

This information sheet outlines the duties and responsibilities under the Financial Markets Conduct Act 2013 (FMC Act) for custodians of registered managed investment schemes.
1 June 2014

Declaration by current proposed senior manager of licence applicant

Declaration to be completed by a current proposed senior manager of a licence applicant for all applications for roles under the FMC Act 2013.
15 February 2023

Validus - Interim Stop Order

INTERIM STOP ORDER made by the Financial Markets Authority (FMA) pursuant to section 465 of the Financial Markets Conduct Act 2013 (Act), issued to Validus.
24 February 2015

Information sheet Related party transactions under the Financial Markets Conduct Act 2013.1.1

This information sheet outlines the rules on related-party transactions that apply to managed investment schemes under the Financial Markets Conduct Act 2013 (FMC Act).