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Found 153 results. Displaying page 5 of 11

1. 11 November 2024

   Audit Quality Monitoring report 2014

   Audit Quality Review Report 1 July 2013 – 30 June 2014

2. 8 November 2013

   Exemption Notice - Financial Reporting Act (OnePath Custodians Pty Limited)

   Financial Reporting Act (OnePath Custodians Pty Limited) Exemption Notice 2013

3. 30 January 2015

   Expense disclosure CE Hospitality 2014 Jul Dec

   CE expenses disclosure for the period 1 July 2014 - 31 December 2013

4. 30 July 2013

   Expense disclosure CE Travel 2015 Jan Jun

   CE expenses disclosure for the period 1 January 2015 - 30 June 2013

5. 24 February 2025

   Exemption Notice 2013 - Securities Act (BT Investment Management (RE) Limited and BT Investment Management (Fund Services) Limited)

   Exemption Notice 2013 - Securities Act (BT Investment Management (RE) Limited and BT Investment Management (Fund Services) Limited)

6. 18 November 2020

   Consultation draft guidance advertising offers FMC Act

   Consultation - Proposed guidance: advertising offers of financial products under the Financial Markets Conduct Act 2013.

7. 18 November 2013

   Changes ahead for Financial Reporting FMA Factsheet

   Information sheet relating to the Financial Reporting Bill and what to expect: 18 November 2013.

8. 1 August 2013

   New Zealand Bankers Association submission

   Response to consultation, New Zealand Bankers Association, 3 Aug 2013: Draft factsheet on managing intermediaries

9. 18 August 2016

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

10. 28 June 2017

    Exemption Notice - Financial Markets Conduct Heinz Wattie Limited Pension Plan

    Financial Markets Conduct Act 2013 exemption notice issued to Heinz Wattie Limited re Pension Plan 2017.

11. 27 September 2022

    Securities Industry Association submission

    Consultation submission from Securities Industry Association, 1 Aug 2013: Practical implications of factsheet on Managing Intermediaries feedback

12. 1 August 2016

    Authorised Financial Advisers in NZ — key findings 2016

    This report is a summary of industry trends from AFA information returns 1 July 2013 - 30 June 2015.

13. 30 November 2015

    ASB Bank Limited Waiver Notice

    ASB Bank Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

14. 16 December 2015

    Financial Markets Conduct Act (NZX Markets - Standard Settlement) Approval of Market Rules Notice 2015

    FMA approval of NZX market rules under FMC Act 2013 for standard settlement across debt, equity, and alternative markets.

15. 1 August 2013

    MinterEllisonRuddWatts Lawyers submission

    Feedback on consultation from Minter Ellison Rudd Watts, 1 Aug 2013: Practical implications of factsheet on Managing intermediaries feedback