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1. 29 April 2025

   FMA Exemption to complement XRB relief for assurance of Scope 3 GHG emissions reporting in 2025

   The FMA has approved in principle a class exemption for climate reporting entities, who use Adoption Provision 8 in NZ CS 2, from the assurance requirement in section 461ZH of the Financial Markets Conduct Act (FMC Act) to the extent that their climate statements are required to disclose scope 3 GHG emissions for accounting periods ending 31 December 2024 through to 30 November 2025.

2. 31 July 2023

   Standard 2 Governance

   Standard 2 Governance for designated Financial Market Infrastructures (FMIs).

3. 10 April 2025

   Submissions on Outcomes Focused consultation 2

   Please note the attachments are very large so we can provide separately on request

4. 13 December 2024

   Submissions report outcomes focussed regulation 2

   Submissions report following Consultation on outcomes focussed regulation - document 2

5. 23 August 2024

   Matthew Hill Settlement agreement PART 2

   Matthew Hill Settlement agreement PART 2

6. 7 March 2023

   FAP regulatory returns questions Class 2

   Final regulatory return questions for Class 2 FAPs covering advice services, authorised bodies, outsourcing, complaints, and tech systems.

7. 10 October 2022

   Consultation FAP Class 2 regulatory returns

   This consultation is intended for Class 2 licensed financial advice providers (FAPs).

8. 10 October 2022

   Questions for FAP Class 2 regulatory returns

   Questions you will be asked online when you submit your FAP Class 2 regulatory return.

9. 1 September 2021

   FAP Licensing Application Guide Class 2 questions

   This document contains the questions you will be asked when applying for a Class 2 Financial Advice Provider full licence.

10. 10 October 2022

    Feedback form FAP Class 2 Regulatory Returns consultation

    Feedback form for consultation - Class 2 FAP regulatory returns.

11. 20 July 2020

    Investor Confidence Survey 2020 Part 2 COVID Impacts

    Attitudes towards New Zealand’s financial markets following COVID.

12. 22 April 2022

    2022 23 Letter of expectation

    Annual letter of expectation from the Minister 2022-2-23

13. 1 July 2021

    Administrators of financial benchmarks BMA.2 Application checklist and declaration determination

    Administrators of financial benchmarks BMA.2 Application checklist and declaration.

14. 31 January 2025

    Financial Markets Conduct Catalist Investor Terms and Conditions 2/2025

    Financial Markets Conduct (Catalist Investor Terms and Conditions) Approval of Rule Change Notice 2/2025

15. 29 March 2012

    Exemption Notice (No 2) 2012 - Securities Act Fonterra Co operative Group Limited

    Securities Act Fonterra Co operative Group Limited Exemption Notice (No 2) 2012