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Found 199 results. Displaying page 10 of 14

12 December 2017

CPA accredited body report 2017

This report contains the findings of our monitoring assessment of CPA Australia for the period 1 July 2016 to 30 June 2017.
1 August 2019

Identity Verification Code of Practice - OIA request

OIA response, dated 1 August 2019, where we provided information about the Identity Verification Code of Practice, as well as the Explanatory Note
31 January 2023

Financial Markets Conduct - NZX Listing Rules Approval of Rule Change Notice 2023

This notice is the Financial Markets Conduct (NZX Listing Rules) Approval of Rule Change Notice 1/2023. This notice comes into force on 31 January 2023. This notice approves amendments to the NZX Listing Rules. The amendments relate primarily to the NZX Corporate Governance Code (the Code), contained at Appendix 1 to the Listing Rules.
19 December 2018

NZX Participant Rules - Approval of Changes Notice 2018

FMA approves 2018 NZX Participant Rules changes, effective 1 July 2019 or later as set by NZX under Rule 1.4 of the Participant Rules.
10 December 2024

Accredited body report - NZICA 2024

Findings from the FMA’s review of the adequacy and effectiveness of NZICA’s audit regulatory systems for the period 1 July 2023 to 30 June 202
25 June 2024

NZX Obligations Review 2024

Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2023.
27 June 2023

NZX Obligations Review 2023

Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2022.
2 December 2022

Accredited Body Report - NZICA 2022

Findings from the FMA’s review of the adequacy and effectiveness of NZICA’s audit regulatory systems for the period 1 July 2021 to 30 June 2022.
28 June 2022

NZX Obligations Review 2022

Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2021.
1 December 2021

Accredited Body Report – New Zealand Institute of Chartered Accountants 2021

Findings from the FMA’s review of the adequacy and effectiveness of NZICA’s audit regulatory systems for the period 1 July 2020 to 30 June 2021
28 June 2021

NZX Market Operator Obligations Review 2021

Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2020
4 December 2018

NZICA accredited body report 2018

This report contains the outcome of our assessment of NZ Institute of Chartered Accountants (NZICA) for the period 1 July 2017 to 30 June 2018.
20 February 2017

Conduct Outcomes Report 2016

This report highlights the key issues and actions from our enforcement, supervision and preventative activities in the period 1 July 2015 to 30 June 2016.
18 June 2025

NZX Obligations Review 2025

This report provides information on the review of NZX undertaken for the period from 1 January to 31 December 2024 (referred to as the review period).
10 December 2024

Accredited body report - CPA Australia 2024

Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2023 to 30 June 2024