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Found 41 results. Displaying page 2 of 3

1. 15 March 2021

   Insurance advice

   An insurance adviser works with you to: Understand your needs and goals, work out what you can afford to pay in premiums, find options to suit your situation an more. An insurance adviser is a go-between who deals with insurers to arrange your insurance. They will also help if you need to claim on your insurance.

2. 15 March 2021

   Getting advice

   If you want to invest, get a mortgage or insurance, or plan for your long-term future, you may benefit from getting financial advice. This section of the FMA website talks about when to get financial advice and how financial advice is regulated in New Zealand, the role of financial advice providers. You can also find useful tips of working with a financial adviser and what to do if you face problems with your financial adviser.

3. 16 November 2021

   Real life scam stories

   Real stories of everyday Kiwis who lost money to investment scams – but took positive action by reporting it to the FMA and then sharing their stories so others can see what scams look like.

4. 19 June 2024

   CRD What you need to know

   This guide has been produced by the FMA and the External Reporting Board (XRB). It is intended for anyone interested in understanding the basics of the CRD regime.

5. 27 February 2024

   Monitoring of licensed Financial Advice Providers information sheet

   The Monitoring of licensed Financial Advice Provider (FAP) information sheet explains how we carry out monitoring activities, what we expect of you, and what you can expect from us.

6. 18 November 2013

   Changes ahead for Financial Reporting FMA Factsheet

   Information sheet relating to the Financial Reporting Bill and what to expect: 18 November 2013.

7. 14 November 2021

   Consumer IPO information and guide

   This investor guide tells you what you need to know before investing in a new share offer

8. 20 May 2020

   What can users of auditor reports expect from auditor reports in response to the impact of COVID-19?

   This report from the XRB explains the communication tools auditors use in auditor reports and the likely impact of COVID-19 on auditor reporting

9. 23 July 2019

   Expensive Trials - OIA response

   OIA response, dated 23 July 2019, regarding the FMA’s five most expensive trials, what they involved and a summary of costs

10. 14 May 2019

    5 Most Expensive Trials - OIA response

    OIA response, dated 14 May 2019, regarding the FMA’s five most expensive trials, what they involved and a summary of costs

11. 16 July 2018

    Exemption from the market index requirement guidance

    This guidance note aims to clarify what we expect of MIS managers in relation to the market index requirement for quarterly fund updates.

12. 18 March 2022

    Impact of Russia Sanctions on AML/CFT reporting entities

    An update from the three AML/CFT Act supervisors to reporting entities on what is required of them under the Russia Sanctions Act 2022.

13. 13 March 2018

    Self select retirement schemes information for scheme managers

    This information sheet explains how these schemes are regulated under the Financial Markets Conduct Act 2013 (FMC Act) and what exemptions and waivers may be available.

14. 1 May 2014

    Governance and accountability framework for restricted schemes and their trustees information sheet

    The Financial Markets Conduct (FMC) Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for restricted schemes and their trustees.

15. 1 May 2014

    Governance and accountability framework for debt issuers and their licensed supervisors

    The Financial Markets Conduct Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for debt issuers and their licensed supervisors.