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1. 29 April 2024

   Beneficial ownership guideline

   This guideline is to assist reporting entities in meeting the requirement to perform customer due diligence on the customer and beneficial owners of the customer under sections 11-26 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (‘the Act’).

2. 29 April 2024

   Guidance

   The guidance library contains the FMA’s guidance notes, information sheets, guides and other reference material.

3. 23 April 2024

   liquidity risk management guide

   This FMA guide outlines how Managers and Supervisors can demonstrate they are effectively managing and overseeing liquidity risk.

4. 23 April 2024

   Submissions report Liquidity risk management guide

   Submissions report following the consultation: Liquidity risk management guide.

5. 23 April 2024

   2024/2025 Annual letter of expectation

   Annual letter of expectation from the Hon. Andrew Bayly for the period 2024/25.

6. 22 April 2024

   Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures Nufarm Finance NZ Limited

   Financial Markets Conduct (Climate-related Disclosures – Nufarm Finance (NZ) Limited) Exemption Notice 2024

7. 19 April 2024

   Exemption Notice 2024 - Financial Markets Conduct Goldman Sachs

   Financial Markets Conduct (Goldman Sachs) Exemption Notice 2024

8. 18 April 2024

   Regulatory Impact Statement CRD exemptions for foreign listed issuers

   Regulatory Impact Statement (RIS) document for Exemptions for foreign listed issuers from climate reporting

9. 15 April 2024

   Exemption Notice 2024 - Todd Family Office Limited Financial Reporting

   Exemption Notice 2024 - Todd Family Office Limited Financial Reporting

10. 11 April 2024

    Consultation paper: Proposed exemptions for UK pension transfer advice

    Have your say on proposed exemptions for UK firms giving financial advice to New Zealand clients on UK pension transfers.

11. 11 April 2024

    Feedback form Proposed exemptions for UK pension transfer advice

    Please submit this feedback form electronically in MS Word format and email it to us at [email protected] with ‘Proposed exemptions for advice on United Kingdom law aspects of defined benefit pension transfers: [your organisation’s name]’ in the subject line. Thank you.

12. 11 April 2024

    Guidance Notification of incidents relating to the operational resilience of technology systems

    Notification of incidents relating to the operational resilience of technology systems

13. 8 April 2024

    Submissions report: Standard condition on business continuity and technology systems

    Submissions report: Standard condition on business continuity and technology systems

14. 8 April 2024

    Regulatory impact statement Standard condition on business continuity and technology systems

    Regulatory Impact Statement: Operational resilience condition for certain market services licence holders under Part 6 of the Financial Markets Conduct Act 2013.

15. 8 April 2024

    Peer-to-peer lending service providers

    Peer-to-peer lending is a type of financial market service covered by the FMC Act. Find out more about becoming a peer-to-peer lending service provider, the licensing and registration and compliance obligations along with exemptions available in New Zealand.