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Found 1955 results. Displaying page 23 of 131

1. 23 April 2024

   2024/2025 Annual letter of expectation

   Annual letter of expectation from the Hon. Andrew Bayly for the period 2024/25.

2. 22 April 2024

   Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures Nufarm Finance NZ Limited

   Financial Markets Conduct (Climate-related Disclosures – Nufarm Finance (NZ) Limited) Exemption Notice 2024

3. 19 April 2024

   Exemption Notice 2024 - Financial Markets Conduct Goldman Sachs

   Financial Markets Conduct (Goldman Sachs) Exemption Notice 2024

4. 18 April 2024

   Regulatory Impact Statement CRD exemptions for foreign listed issuers

   Regulatory Impact Statement (RIS) document for Exemptions for foreign listed issuers from climate reporting

5. 15 April 2024

   Exemption Notice 2024 - Todd Family Office Limited Financial Reporting

   Exemption Notice 2024 - Todd Family Office Limited Financial Reporting

6. 11 April 2024

   Consultation paper: Proposed exemptions for UK pension transfer advice

   Have your say on proposed exemptions for UK firms giving financial advice to New Zealand clients on UK pension transfers.

7. 11 April 2024

   Feedback form Proposed exemptions for UK pension transfer advice

   Please submit this feedback form electronically in MS Word format and email it to us at [email protected] with ‘Proposed exemptions for advice on United Kingdom law aspects of defined benefit pension transfers: [your organisation’s name]’ in the subject line. Thank you.

8. 11 April 2024

   Guidance Notification of incidents relating to the operational resilience of technology systems

   Notification of incidents relating to the operational resilience of technology systems

9. 8 April 2024

   Submissions report: Standard condition on business continuity and technology systems

   Submissions report: Standard condition on business continuity and technology systems

10. 8 April 2024

    Regulatory impact statement Standard condition on business continuity and technology systems

    Regulatory Impact Statement: Operational resilience condition for certain market services licence holders under Part 6 of the Financial Markets Conduct Act 2013.

11. 8 April 2024

    Peer-to-peer lending service providers

    Peer-to-peer lending is a type of financial market service covered by the FMC Act. Find out more about becoming a peer-to-peer lending service provider, the licensing and registration and compliance obligations along with exemptions available in New Zealand.

12. 8 April 2024

    Standard Conditions for derivatives issuers

    Outlines standard licensing conditions for derivatives issuers in New Zealand, including financial, governance, compliance, and tech system rules.

13. 8 April 2024

    Standard conditions for MIS

    Standard conditions for Managed Investment Schemes (MIS).

14. 8 April 2024

    Standard Conditions for Crowd Funding

    FMA outlines standard and regulatory conditions for crowdfunding licences under the FMC Act, including compliance and reporting duties.

15. 8 April 2024

    Standard Conditions for Peer to peer

    FMA outlines standard conditions for peer-to-peer lending licences under the FMC Act, covering compliance, governance, and NTA rules.